Form D · Commercial Banking
COMMUNITY FINANCIAL SHARES INC
Glen Ellyn, IL · CIK 0001123735
Offering snapshot reported Oct 11, 2013 · SEC filing
- Reported sold
- $3.92M Indefinite offering
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Sep 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2013 | Initial | $3,920,500 | No comparison | 20 | SEC filing |
| Jul 30, 2013 | Initial | $257,700 | No comparison | 2 | SEC filing |
| Jan 4, 2013 | Initial | $24,000,000 | No comparison | 66 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $200K
- Finders' fees
- $0
- Form D file number
- 021-204473
Shares of common stock and Series D convertible noncumulative perpetual preferred stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lozan Aleksandrov | 5039793 | FIG Partners LLC · CRD 41554 |
Source: Form D, filed Oct 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher P. Barton | Executive |
| William R. Behrmann | Director |
| Penny A. Belke | Director |
| Penny Belke Borello | Director |
| H. David Clayton | Director |
| Raymond A. Dieter | Director |
| Raymond A. Dieter, Jr. | Director |
| Donald H. Fischer | Director |
| Robert F. Haeger | Director |
| Scott W. Hamer | Director, Executive |
| Christopher M. Hurst | Director |
| Mary Beth Moran | Director |
| Joseph S. Morrissey | Director |
| John M. Mulherin | Director |
| Daniel Strauss | Director |
| Philip J. Timyan | Director |
| Jeffrey A. Vock | Executive |
| Eric J. Wedeen | Executive |
| Donald H. Wilson | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
357 Roosevelt Road
Glen Ellyn, IL, 60137
Glen Ellyn, IL, 60137