Form D · Other Banking and Financial Services
Commonwealth Income & Growth Private Fund 5, LLC
Chadds Ford, PA · CIK 0001509517
Offering snapshot reported Feb 3, 2012 · SEC filing
- Reported sold
- $3.07M Offering amount: $35M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 25, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 28
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2012 | Amendment | $3,074,000 | No comparison | 28 | SEC filing |
| Feb 11, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-155231
Limited liability company interests
Total represents the maximum commissions (7%), dealer manager fee (2%) and marketing reallowance (1%) payable if the offering is fully subscribed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Commonwealth Capital Securities Corp. | 39979 |
Source: Form D, filed Feb 3, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Henry J Abbott | Director, Executive |
| Jay Dugan | Executive |
| Lynn Franceschina | Director, Executive |
| Kimberly A Springsteen Abbott | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
2 Christy Drive Suite 200
Chadds Ford, PA, 19317
Chadds Ford, PA, 19317