Form D · Commercial Banking
COMMONWEALTH BANK OF AUSTRALIA
Sydney, Nsw, C3 · CIK 0000008565
Offering snapshot reported Feb 12, 2010 · SEC filing
- Reported sold
- $1.43B Offering amount: $30B
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Feb 4, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2010 | Initial | $1,430,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.6M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-138674
This is a continuous offering commercial paper program of short-term promissory notes of Commonwealth Bank of Australia. Figure represents the maximum amount of short-term notes that are authoirzed to be outstanding at any one time.
Represents the discount to par value of notes sold to or through dealers as of the filing date. The issuer may pay dealers sales commissions or sell notes at a discount in the future, the amount of which is impracticable to estimate.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | |
| BANC OF AMERICA SECURITIES LLC | 26091 | |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | |
| CREDIT SUISSE SECURITIES (USA) LLC | 816 | |
| GOLDMAN, SACHS & CO. | 361 | |
| J.P. MORGAN SECURITIES INC. | 79 | |
| MORGAN STANLEY & CO. INCORPORATED | 8209 |
Source: Form D, filed Feb 12, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Anderson | Director |
| Reginald J Clairs | Director |
| David Cohen | Executive |
| David Craig | Executive |
| Colin Galbraith | Director |
| Jane Hemstritch | Director |
| Carolyn Kay | Director |
| Andrew Mohl | Director |
| Ralph J Norris | Director, Executive |
| Fergus Ryan | Director |
| David Turner | Director |
| Harrison Young | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
Ground Floor, Tower 1 201 Sussex Street
Sydney, Nsw, C3, 2000
Sydney, Nsw, C3, 2000