Form D · Other
COMMONWEALTH ASSOCIATES INC
Jackson, MI · CIK 0001173147
Offering snapshot reported Dec 1, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $456K
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $303 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 1, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 25, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 21, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 21, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 04
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-151228
No sales have taken place at the time of filing this Form D.
No sales commissions or finders' fees will be paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| none | None |
Source: Form D, filed Dec 1, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen W. Arnold | Director, Executive |
| Curtis M. Auel | Director |
| Richard N Collins | Director, Executive |
| Timothy R. Davis | Executive |
| Dennis F. De Costa | Director, Executive |
| Linda T. Gray | Executive |
| Robert J. Millies | Executive |
| David A. Shafer | Director, Executive |
| Allan A. Vasaris | Director |
| John P. White | Executive |
| Stanley K. Young | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2700 West Argyle Street
Jackson, MI, 49202
Jackson, MI, 49202