Form D · Hedge Fund

Commonfund Ltd Duration Series, a Series of Commonfund Direct Series LLC

Wilton, CT · CIK 0001666920

Offering snapshot reported Feb 15, 2019 · SEC filing

Reported sold
$134M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$66.9M$134MFeb 16, 2016: $70,000,000.00Feb 16, 2016Feb 17, 2017: $105,066,670.00Feb 17, 2017Feb 16, 2018: $126,643,869.00Feb 16, 2018Feb 15, 2019: $133,722,943.00Feb 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$126,643,869 → $133,722,943
  • Reported investors10 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2019Amendment$133,722,943$7,079,074vs Feb 16, 201811SEC filing
Feb 16, 2018Amendment$126,643,869$21,577,199vs Feb 17, 201710SEC filing
Feb 17, 2017Amendment$105,066,670$35,066,670vs Feb 16, 20166SEC filing
Feb 16, 2016Initial$70,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-257551

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Commonfund Securities, Inc.43541

Source: Form D, filed Feb 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMMONFUND DIRECT SERIES LLC: COMMONFUND LIMITED DURATION SERIES

Investment adviser: COMMONFUND OCIO, INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Aug 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CORPORATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMONFUND SECURITIES, INC. WILTON, Connecticut, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

COMMONFUND SECURITIES, INC.
CRD 43541 · SEC 8-50337

Filing source

Form ADV 1337583 · Aug 5, 2019 · Schedule D 7.B.(1), fund 805-4936893114

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark J.P. Anson Director, Executive
Carolyn N. Blanch Executive
N/A Commonfund Asset Management Company, Inc. Promoter
N/A Commonfund Asset Mgmt. Company, Inc. Promoter
A. Nicholas De Monico Director, Executive
Michael Guido Executive
Catherine Keating Director
Kristofer S. Kwait Director, Executive
Jeffrey T. Long Director
Alec Rapaport Director
Sharad A. Samy Executive
Michael H. Strauss Director, Executive
Seth Thomson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
15 Old Danbury Road
Wilton, CT, 06897