Form D · Other Investment Fund

Commonfund Japan Equity Fund, LLC

Wilton, CT · CIK 0001773902

Offering snapshot reported Apr 25, 2023 · SEC filing

Reported sold
$258M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$129M$258MApr 23, 2019: $15,900,000.00Apr 23, 2019Apr 23, 2020: $20,443,162.00Apr 23, 2020Apr 23, 2021: $20,818,162.00Apr 23, 2021Apr 25, 2022: $257,925,890.00Apr 25, 2022Apr 25, 2023: $257,925,890.00Apr 25, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2023Amendment$257,925,890$0vs Apr 25, 20229SEC filing
Apr 25, 2022Amendment$257,925,890$237,107,728vs Apr 23, 20219SEC filing
Apr 23, 2021Amendment$20,818,162$375,000vs Apr 23, 20202SEC filing
Apr 23, 2020Amendment$20,443,162$4,543,162vs Apr 23, 20192SEC filing
Apr 23, 2019Initial$15,900,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-337949
Limited Liability Company Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Commonfund Securities, Inc.43541

Source: Form D, filed Apr 25, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMMONFUND JAPAN EQUITY FUND, LLC

Investment adviser: COMMONFUND OCIO, INC.

Gross asset value
$4.09M
Beneficial owners
3
ADV minimum commitment
$0

Reported in Form ADV on Jul 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMONFUND SECURITIES, INC. WILTON, Connecticut, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

COMMONFUND SECURITIES, INC.
CRD 43541 · SEC 8-50337

Filing source

Form ADV 1891475 · Jul 26, 2024 · Schedule D 7.B.(1), fund 805-5507769675

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark J.P. Anson Director, Executive
Carolyn N. Blanch Executive
N/A Commonfund Asset Mgmt. Company, Inc. Executive
N/A Commonfund Ocio, Inc. Executive
Kristofer S. Kwait Director, Executive
Dana J. Moreau Executive
Sharad A. Samy Executive
Deborah C. Spalding Executive
Timothy T. Yates, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
15 Old Danbury Rd
Wilton, CT, 06897