Form D · Other Investment Fund

Commonfund Institutional Commodities, Ltd.

Wilton, CT · CIK 0001534536

Offering snapshot reported Nov 12, 2014 · SEC filing

Reported sold
$11.9M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.96M$11.9MNov 10, 2011: $250,000.00Nov 10, 2011Nov 9, 2012: $7,855,620.00Nov 9, 2012Nov 12, 2013: $11,549,911.00Nov 12, 2013Nov 12, 2014: $11,924,547.00Nov 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,549,911 → $11,924,547

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2014Amendment$11,924,547$374,636vs Nov 12, 201320SEC filing
Nov 12, 2013Amendment$11,549,911$3,694,291vs Nov 9, 201220SEC filing
Nov 9, 2012Amendment$7,855,620$7,605,620vs Nov 10, 201113SEC filing
Nov 10, 2011Initial$250,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-168506
Participating Shares

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
COMMONFUND SECURITIES, INC.43541

Source: Form D, filed Nov 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMMONFUND INSTITUTIONAL COMMODITIES, LTD.

Investment adviser: COMMONFUND OCIO, INC.

Gross asset value
$13.2M
Beneficial owners
19
ADV minimum commitment
$250K

Reported in Form ADV on Mar 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMONFUND SECURITIES, INC. WILTON, Connecticut, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMONFUND SECURITIES, INC.
CRD 43541 · SEC 8-50337

Filing source

Form ADV 884603 · Mar 5, 2015 · Schedule D 7.B.(1), fund 805-6337754107

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John W. Auchincloss Director, Executive
Peter L. Kirby Executive
Fredric A. Nelson Director
Robert E. Phay, Jr. Executive
Alec Rapaport Director
Verne O. Sedlacek Director
Michael H. Strauss Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
15 Old Danbury Road
Wilton, CT, 06897