Form D · Other Investment Fund

Commonfund Emerging Markets Investors Co

Wilton, CT · CIK 0001294923

Offering snapshot reported Jul 14, 2016 · SEC filing

Reported sold: $697M
Investors reported: 108
Minimum accepted: $1M
First sale: Apr 30, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$672,356,599 → $697,091,649

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 14, 2016	Amendment	$697,091,649	$24,735,050vs Jul 9, 2015	108	SEC filing
Jul 9, 2015	Amendment	$672,356,599	$6,319,605vs Jul 9, 2014	108	SEC filing
Jul 9, 2014	Amendment	$666,036,994	$8,159,425vs Jul 11, 2013	108	SEC filing
Jul 11, 2013	Amendment	$657,877,569	$15,435,767vs Jul 26, 2012	104	SEC filing
Jul 26, 2012	Amendment	$642,441,802	$61,836,538vs Aug 2, 2011	102	SEC filing
Aug 2, 2011	Amendment	$580,605,264	$130,627,016vs Aug 5, 2010	95	SEC filing
Aug 5, 2010	Amendment	$449,978,248	$224,064,089vs Aug 10, 2009	83	SEC filing
Aug 10, 2009	Amendment	$225,914,159	No comparison	61	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-66584

Participating Shares

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Commonfund Securities, Inc.	43541

Source: Form D, filed Jul 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COMMONFUND EMERGING MARKETS INVESTORS COMPANY

Investment adviser: COMMONFUND OCIO, INC.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Jul 9, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CORPORATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No

Marketer COMMONFUND SECURITIES, INC. WILTON, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

COMMONFUND SECURITIES, INC.
CRD 43541 · SEC 8-50337

Filing source

Form ADV 1228282 · Jul 9, 2018 · Schedule D 7.B.(1), fund 805-1606675715

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark J. P. Anson	Director
John W. Auchincloss	Director, Executive
N/A Commonfund Asset Management Company, Inc.	Executive
Lyn Hutton	Director
Catherine M. Keating	Director
Peter L. Kirby	Executive
Jeffrey T. Long	Director
Robert E. Phay, Jr.	Executive
Sharad A. Samy	Director, Executive
Verne O. Sedlacek	Director
Michael H. Strauss	Director
Seth W. Thomson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

15 Old Danbury Road
Wilton, CT, 06897-0812