Form D · Hedge Fund

COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC

Boston, MA · CIK 0001529543

Offering snapshot reported Aug 28, 2018 · SEC filing

Reported sold
$42.7M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.3M$42.7MSep 12, 2011: $8,035,357.00Sep 12, 2011Sep 10, 2012: $23,460,357.00Sep 5, 2013: $28,460,357.00Aug 28, 2014: $38,029,619.00Aug 26, 2015: $38,029,619.00Sep 1, 2016: $42,660,087.00Aug 30, 2017: $42,660,087.00Aug 28, 2018: $42,660,087.00Aug 28, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 28, 2018Amendment$42,660,087$0vs Aug 30, 201710SEC filing
Aug 30, 2017Amendment$42,660,087$0vs Sep 1, 201610SEC filing
Sep 1, 2016Amendment$42,660,087$4,630,468vs Aug 26, 201510SEC filing
Aug 26, 2015Amendment$38,029,619$0vs Aug 28, 20149SEC filing
Aug 28, 2014Amendment$38,029,619$9,569,262vs Sep 5, 20139SEC filing
Sep 5, 2013Amendment$28,460,357$5,000,000vs Sep 10, 20128SEC filing
Sep 10, 2012Amendment$23,460,357$15,425,000vs Sep 12, 20117SEC filing
Sep 12, 2011Initial$8,035,357No comparison3SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-165679
Limited Liability Company Interests. The minimum amount of $1,000,000 may be increased or decreased in the Managing Member's sole discretion.
The persons listed in Item 12 are paid commissions pursuant to an agreement with the Investment Manager of the Issuer. The Investment Manager either pays directly or arranges for the payment of the commissions. Such amounts cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneColumbia Management Investment Distributors, Inc. · CRD 840

Source: Form D, filed Aug 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND LLC

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value
$13.8M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Oct 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MINNEAPOLIS, Minnesota, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD 840 · SEC 8-25845

Filing source

Form ADV 1339801 · Oct 22, 2019 · Schedule D 7.B.(1), fund 805-2736230394

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advisory Capital Strategies Group Inc. Executive, Promoter
Eric T. Brandt Executive
Michael Clarke Director, Executive
N/A Columbia Management Investment Advisers, Llc Promoter
Paul Goucher Executive
Amy L. Hackbarth Executive
Anthony Haugen Executive
Amy K. Johnson Director, Executive, Promoter
Brian J. Mc Grane Executive
Jeffrey F. Peters Director, Executive
Scott R. Plummer Executive
William F. Truscott Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
225 Franklin Street
Boston, MA, 02110