Form D · Other Real Estate

Colorado Multifamily Portfolio IV DST

Oak Brook, IL · CIK 0001734673

Offering snapshot reported Oct 30, 2018 · SEC filing

Reported sold
$115M
Offering amount: $115M
Investors reported
334
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 28, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.7M$115MMar 15, 2018: $959,370.00Mar 15, 2018Mar 29, 2018: $3,539,131.00Apr 12, 2018: $14,355,038.00Apr 25, 2018: $24,133,372.00May 8, 2018: $32,133,372.00May 21, 2018: $44,080,291.00May 22, 2018: $44,080,291.00Jun 6, 2018: $53,345,896.00Jun 14, 2018: $65,566,058.00Jun 28, 2018: $79,213,436.00Jul 10, 2018: $87,368,598.00Jul 24, 2018: $96,860,354.00Aug 7, 2018: $106,064,670.00Aug 16, 2018: $109,438,331.00Aug 29, 2018: $111,498,330.00Sep 12, 2018: $112,394,593.00Sep 24, 2018: $114,618,138.00Oct 4, 2018: $115,118,138.00Oct 30, 2018: $115,374,057.00Oct 30, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$115,118,138 → $115,374,057
  • Reported investors332 → 334

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2018Amendment$115,374,057$255,919vs Oct 4, 2018334SEC filing
Oct 4, 2018Amendment$115,118,138$500,000vs Sep 24, 2018332SEC filing
Sep 24, 2018Amendment$114,618,138$2,223,545vs Sep 12, 2018331SEC filing
Sep 12, 2018Amendment$112,394,593$896,263vs Aug 29, 2018327SEC filing
Aug 29, 2018Amendment$111,498,330$2,059,999vs Aug 16, 2018324SEC filing
Aug 16, 2018Amendment$109,438,331$3,373,661vs Aug 7, 2018319SEC filing
Aug 7, 2018Amendment$106,064,670$9,204,316vs Jul 24, 2018308SEC filing
Jul 24, 2018Amendment$96,860,354$9,491,756vs Jul 10, 2018282SEC filing
Jul 10, 2018Amendment$87,368,598$8,155,162vs Jun 28, 2018256SEC filing
Jun 28, 2018Amendment$79,213,436$13,647,378vs Jun 14, 2018227SEC filing
Jun 14, 2018Amendment$65,566,058$12,220,162vs Jun 6, 2018184SEC filing
Jun 6, 2018Amendment$53,345,896$9,265,605vs May 21, 2018143SEC filing
May 22, 2018Amendment$44,080,291$0vs May 21, 2018109SEC filing
May 21, 2018Amendment$44,080,291$11,946,919vs May 8, 2018109SEC filing
May 8, 2018Amendment$32,133,372$8,000,000vs Apr 25, 201886SEC filing
Apr 25, 2018Amendment$24,133,372$9,778,334vs Apr 12, 201865SEC filing
Apr 12, 2018Amendment$14,355,038$10,815,907vs Mar 29, 201834SEC filing
Mar 29, 2018Amendment$3,539,131$2,579,761vs Mar 15, 201810SEC filing
Mar 15, 2018Initial$959,370No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$10.3M (estimated)
Finders' fees
$0
Form D file number
021-307843
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Michael Franklin5390262DFPG Investments, Inc. · CRD 155576
Gregory Mankey4848080Investment Planners, Inc. · CRD 18557
Iaian Filippini4708877RCX Capital Group LLC · CRD 114290
Jennifer Wildman49736721st Global Capital Corporation · CRD 30349
David Levinson705929Westpark Capital Inc · CRD 39914
Mark Baran870541Silber Bennett Financial, Inc. · CRD 156435
Joseph Broadbent3132498DFPG Investments, Inc. · CRD 155576
Cynthia Shelton30632511st Global Capital Corporation · CRD 30349
Christina Nielson4866971Primex Prime Electronic Execution Inc · CRD 29394
Kenneth Tanaka21087011st Global Capital Corporation · CRD 30349
Edward Fernandez2956661Capulent LLC · CRD 155155
Justin Lowy5935993Crown Capital Securities L.P. · CRD 6312
Kirk Dobson4049865Ameritas Investment Corp. · CRD 14869
Christopher Riel6222615Ameritas Investment Corp. · CRD 14869
Roger Coit50331American Investors Co Lsy Dba · CRD 38
Alex Kowalski4495275Concorde Investment Services, LLC · CRD 151604
Troy Thomas4691720Mc Dermott Investment Services, LLC · CRD 154926
Stuart Valentine1646981Vanderbilt Securities · CRD 5953
Tom Velken1600404Sigma Financial Corporation · CRD 14303
Edwin Suzuki4851317Westpark Capital Inc · CRD 39914
Carl Benedict1178319United Planners' Financial Services · CRD 20804
Jordan Murray5830451Lincoln Financial Advisors · CRD 3978
Paul Getty6470002Lightpath Capital Inc. · CRD 34617
Chay Lapin6275140WealthForge Securities LLC · CRD 152550
Raymond DeWitt2894063Sigma Financial Corporation · CRD 14303
David Hays2434893J.W. Cole Financial, Inc. · CRD 124583
Jason Salmon6081963WealthForge Securities LLC · CRD 152550
Gordon Hamilton5028789Parkland Securities, LLC · CRD 115368
Josh Griffin4664355Parkland Securities, LLC · CRD 115368
Craig Rollins1896698DFPG Investments, Inc · CRD 155576
Andrew Friedman1038517American Portfolios Financial Svcs · CRD 18487
Robert Binkele2393598Centaurus Financial, Inc. · CRD 30833
Jack Creighton1495897Concorde Investment Services, LLC · CRD 151604
Bryon Martinsen1621649Centaurus Financial, Inc. · CRD 30833
Clint Potts5366136Sigma Financial Corporation · CRD 14303
Michael Puls2671882Woodbury Financial Services, Inc. · CRD 421
William Herford2066018Triad Advisors, Inc. · CRD 118583
Scott Sheehan2328614DFPG Investments, Inc. · CRD 155576
David Kangas6591398Sandlapper Securities, LLC · CRD 137906
Jason Santos4138976Centaurus Financial, Inc. · CRD 30833
Toni Sutherland2729672Sandlapper Securities, LLC · CRD 137906
Dieter Thurow1435375NPB Financial Group, LLC · CRD 137743
Neil McAuliffe1787693Crown Capital Securities L.P. · CRD 6312
Michael Stieglitz46237881st Global Capital Corporation · CRD 30349
Scott Parker Inabnet46034811st Global Capital Corporation · CRD 30349
Ronald Manso13544671st Global Capital Corporation · CRD 30349
Ronald Myers2719227Investacorp, Inc. · CRD 7684
Robert Smith1412333Concorde Investment Services, LLC · CRD 151604
Robert Schultz4163450Royal Alliance Associates, Inc. · CRD 23131
David Anderson1218186FSC Securities Corporation · CRD 7461
Aaron Broz4685895Securities America Inc. · CRD 10205
Mark Gillelen1868626First Allied Securities Inc. · CRD 32444
Milan Madhani4365064H.D. Vest Investment Securites Inc · CRD 13686
Michael Moomaw62363761st Global Capital Corporation · CRD 30349
Damian Dering2854253Concorde Investment Services, LLC · CRD 151604
Benjamin Horn5245495Lincoln Financial Advisors · CRD 3978
Shao-Tsung Tseng5704440Independent Financial Group, LLC · CRD 7717
John Weiss1097536Crown Capital Securities L.P · CRD 6312
Christopher Haberl2279941Centaurus Financial, Inc. · CRD 30833
Ann Stewart2388888Cambridge Investment Research · CRD 39543
Charles Wagner2761324Concorde Investment Services, LLC · CRD 151604
Larry Law1273118JRL Capital Corporation · CRD 10225
Michael Desepoli5440204Cambridge Investment Research · CRD 39543
Byron Ishiwata46104561st Global Capital Corporation · CRD 30349
John Nguyen4919629Crown Capital Securities L.P. · CRD 6312
John Marcheso869337Centaurus Financial, Inc. · CRD 30833
Taylor Ashland5732470DFPG Investments, Inc. · CRD 155576
John Lewis1778039Questar Capital · CRD 43100
RCX Capital Group LLC114290
Eric Scaff5281210Concorde Investment Services, LLC · CRD 151604
Chris Vizzi5095868Independent Financial Group, LLC · CRD 7717
Timothy Croak1673702Ameritas Investment Corp. · CRD 14869
Christina Orta3278327Securities America Inc. · CRD 10205
Brian Peardon4819319Cambridge Investment Research · CRD 39543
Samuel Heller6688484H.D. Vest Investment Securites Inc · CRD 13686
William Tufts2053884Crown Capital Securities L.P. · CRD 6312
Scott Offerman4619093Sandlapper Securities, LLC · CRD 137906
Benjamin Disalle2030953Summit Brokerage Services, Inc · CRD 34643
Mike Kilpatrick1278618Centaurus Financial, Inc. · CRD 30833
Peter Mc Neil4378567Independent Financial Group, LLC · CRD 7717
Aubrey Morrow836500Independent Financial Group, LLC · CRD 7717
Frank Maldonado6544942Lincoln Financial Advisors · CRD 3978
Kevin Fitzgerald1754938Investacorp, Inc. · CRD 7684
Scott Brown43224201st Global Capital Corporation · CRD 30349
Roberto J Duran4120580Lincoln Financial Advisors · CRD 3978
Ross Atefi577443Lincoln Financial Advisors · CRD 3978
John McKee1931547Investment Architects, Inc. · CRD 17774
Kevin Neyrey44856721st Global Capital Corporation · CRD 30349
Terri Fassi2526113Centaurus Financial, Inc. · CRD 30833
Spencer Weston1482772Questar Capital · CRD 43100
Daniel Ruben5716704Independent Financial Group, LLC · CRD 7717
Kristina Paz5043611Cambridge Investment Research · CRD 39543
Karen Codman2774511FSC Securities Corporation · CRD 7461
Loren Kagan5758418Parkland Securities, LLC · CRD 115368
Nathan Kuhn4624143Concorde Investment Services, LLC · CRD 151604
Jack Thomas2773136Independent Financial Group, LLC · CRD 7717
Biho Cha4330839Mc Dermott Investment Services, LLC · CRD 154926
Donovan Kelly2622366Independent Financial Group, LLC · CRD 7717
Matthew Roberson3090052Lincoln Financial Advisors · CRD 3978
Not reported

Source: Form D, filed Oct 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Colorado Multifamily Portfolio Iv Exchange, L.L.C Executive
N/A Colorado Multifamily Portfolio Iv, L.L.C. Executive
Daniel L Goodwin Director
N/A Inland Private Capital Corporation Executive
Keith D Lampi Executive
Catherine L Lynch Director
Roberta S Matlin Director
Robert D Parks Director
Mitchell A Sabshon Director
Rahul Sehgal Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
C/ Inland Private Capital Corporation 2901 Butterfield Road
Oak Brook, IL, 60523