Form D · Other Real Estate
Colorado Multifamily Portfolio III DST
Oak Brook, IL · CIK 0001723415
Offering snapshot reported Jul 10, 2018 · SEC filing
- Reported sold
- $91.6M Offering amount: $91.6M
- Investors reported
- 189 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 15, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$91,580,456 → $91,622,899
- Reported investors188 → 189
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2018 | Amendment | $91,622,899 | $42,443vs Jun 5, 2018 | 189 | SEC filing |
| Jun 5, 2018 | Amendment | $91,580,456 | $98,189vs May 8, 2018 | 188 | SEC filing |
| May 8, 2018 | Amendment | $91,482,267 | $113,397vs Apr 12, 2018 | 187 | SEC filing |
| Apr 12, 2018 | Amendment | $91,368,870 | $5,306,701vs Mar 30, 2018 | 186 | SEC filing |
| Mar 30, 2018 | Amendment | $86,062,169 | $501,716vs Mar 14, 2018 | 184 | SEC filing |
| Mar 14, 2018 | Amendment | $85,560,453 | $15,040,644vs Mar 1, 2018 | 182 | SEC filing |
| Mar 1, 2018 | Amendment | $70,519,809 | $5,230,516vs Feb 14, 2018 | 162 | SEC filing |
| Feb 14, 2018 | Amendment | $65,289,293 | $23,129,102vs Feb 1, 2018 | 148 | SEC filing |
| Feb 1, 2018 | Amendment | $42,160,191 | $0vs Jan 31, 2018 | 105 | SEC filing |
| Jan 31, 2018 | Amendment | $42,160,191 | $10,111,499vs Jan 16, 2018 | 105 | SEC filing |
| Jan 16, 2018 | Amendment | $32,048,692 | $16,027,418vs Dec 29, 2017 | 76 | SEC filing |
| Dec 29, 2017 | Amendment | $16,021,274 | $6,423,993vs Dec 18, 2017 | 42 | SEC filing |
| Dec 18, 2017 | Amendment | $9,597,281 | $8,927,437vs Nov 29, 2017 | 20 | SEC filing |
| Nov 29, 2017 | Initial | $669,844 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.22M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-299710
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Scott Sheehan | 2328614 | DFPG Investments, Inc. · CRD 155576 |
| Edward Fernandez | 2956661 | Capulent LLC · CRD 155155 |
| Robert Smith | 1412333 | Concorde Investment Services, LLC · CRD 151604 |
| Tim Clairmont | 2847591 | Lion Street Financial, LLC · CRD 165828 |
| Christina Nielson | 4866971 | Primex Prime Electronic Execution Inc · CRD 29394 |
| Tom Velken | 1600404 | Sigma Financial Corporation · CRD 14303 |
| Michelle Herickhoff | 6388484 | Voya Financial Advisors · CRD 2882 |
| Jeremy Willner | 2435220 | Voya Financial Advisors · CRD 2882 |
| Brian Hagen | 5189815 | D H Hill Securities · CRD 41528 |
| Justin Bachman | 6412695 | Capulent LLC · CRD 155155 |
| James Walesa | 1061209 | Triad Advisors, Inc. · CRD 25803 |
| Frank Richardson | 721293 | Investacorp, Inc. · CRD 7684 |
| David Dahill | 6581024 | WealthForge Securities LLC · CRD 152550 |
| Iaian Filippini | 4708877 | Silver Portal Capital LLC · CRD 114290 |
| Robert Pecha | 5579770 | Concorde Investment Services, LLC · CRD 151604 |
| Craig Sickler | 4222992 | 1st Global Capital Corporation · CRD 30349 |
| Douglas Bertke | 5446244 | 1st Global Capital Corporation · CRD 30349 |
| Paul Manese | 4642565 | Emerson Equity LLC · CRD 130032 |
| Davin Carey | 5413012 | H.D. Vest Investment Securities Inc · CRD 13686 |
| Bruce Wellings | 4436815 | 1st Global Capital Corporation · CRD 30349 |
| Eric Scaff | 5281210 | Concorde Investment Services, LLC · CRD 151604 |
| Peter Fisher | 1259923 | Investacorp, Inc. · CRD 7684 |
| Dirk Jacobs | 2209894 | Independent Financial Group, LLC · CRD 7717 |
| John Scully | 803539 | Centaurus Financial, Inc. · CRD 30833 |
| Dieter Thurow | 1435375 | NPB Financial Group, LLC · CRD 137743 |
| Robert Horning | 2311640 | Mc Dermott Investment Services, LLC · CRD 154926 |
| Hugh Barndollar | 2084783 | Crown Capital Securities L.P. · CRD 6312 |
| Thomas Deichert | 1263527 | Commonwealth Financial Network · CRD 8032 |
| John Harvey | 4227692 | Sandlapper Securities, LLC · CRD 137906 |
| William Lapiana | 4580411 | Newbridge Securities, Inc · CRD 104065 |
| Gregg Kiefer | 3230611 | 1st Global Capital Corporation · CRD 30349 |
| Steven Kolinsky | 1090913 | American Portfolios Financial Svcs · CRD 18487 |
| Adam Bryan | 5443986 | Mc Dermott Investment Services, LLC · CRD 154926 |
| Michele Martin | 5653595 | Cetera Advisor Networks, LLC · CRD 13572 |
| Karl Norman | 349146 | Polar Investment Counsel, Inc. · CRD 42847 |
| Silver Portal Capital LLC | 114290 | |
| Bryan Hakola | 4161289 | Concorde Investment Services, LLC · CRD 151604 |
| Mike Bendix | 5379777 | DFPG Investments, Inc. · CRD 155576 |
| James Gambaccini | 4619759 | The Strategic Financial Alliance · CRD 126514 |
| AnnMarie Milinazzo | 2500498 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Gregory Hunter | 2867265 | 1st Global Capital Corporation · CRD 30349 |
| Kent Porter | 1408207 | FSC Securities Corporation · CRD 7461 |
| Jack Creighton | 1495897 | Concorde Investment Services, LLC · CRD 151604 |
| Leon Rousso | 1012746 | Centaurus Financial, Inc. · CRD 30833 |
| Aaron Brodt | 5017914 | Peachtree Capital Corporation · CRD 25590 |
| Rey Frimmersdorf | 214866 | Sandlapper Securities, LLC · CRD 137906 |
| Gary Hughes | 1700976 | Concorde Investment Services, LLC · CRD 151604 |
| Patrick Conway | 1337831 | Investacorp, Inc. · CRD 7684 |
| Benjamin Disalle | 2030953 | Summit Brokerage Services, Inc · CRD 34643 |
| Dan Pias | 2267643 | Royal Alliance Associates, Inc. · CRD 23131 |
| Chay Lapin | 6275140 | WealthForge Securities LLC · CRD 152550 |
| Rylan Rozell | 5034877 | Sagepoint Financial, Inc. · CRD 133763 |
| Charles Wagner | 2761324 | Concorde Investment Services, LLC · CRD 151604 |
| Dinesh Gupta | 6469999 | Lightpath Capital Inc. · CRD 34617 |
| John Marshall | 2811801 | Lincoln Financial Advisors · CRD 3978 |
| Rollance (Ron) Verkennis | 2766877 | Lincoln Financial Advisors · CRD 3978 |
| Robert Downing | 2620904 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Paul Cese | 4558359 | Concorde Investment Services, LLC · CRD 151604 |
| Stuart Valentine | 1646981 | Vanderbilt Securities, LLC · CRD 5953 |
| Peter Han | 4704497 | First Allied Securities Inc. · CRD 32444 |
| Hannah Buschborn | 5752976 | Sagepoint Financial, Inc. · CRD 133763 |
| Jennifer Wildman | 4973672 | 1st Global Capital Corporation · CRD 30349 |
| Timothy J Sherer | 833618 | Sandlapper Securities, LLC · CRD 137906 |
| Ryan Sherer | 5952617 | Sandlapper Securities, LLC · CRD 137906 |
| Chris Boynton | 4265211 | 1st Global Capital Corporation · CRD 30349 |
| Gerrin De Groot | 4817044 | 1st Global Capital Corporation · CRD 30349 |
| Ralph Waller | 3196853 | Woodbury Financial Services, Inc. · CRD 421 |
| Jonathan Keller | 4344114 | Sagepoint Financial, Inc. · CRD 133763 |
| Jeffrey McKay | 818303 | Voya Financial Advisors · CRD 2882 |
| Eric Bicknese | 2829451 | Nationwide Planning Associates, Inc · CRD 31029 |
| Jeffrey Arburn | 1475817 | Woodbury Financial Services, Inc. · CRD 421 |
| Nathan Kuhn | 4624143 | Concorde Investment Services, LLC · CRD 151604 |
| James Westermeyer | 1983561 | Lincoln Financial Advisors · CRD 3978 |
| RCX Capital Group LLC | 114290 | |
| Daniel Loy | 3029654 | Independent Financial Group, LLC · CRD 7717 |
| Mark Coombe | 2733655 | 1st Global Capital Corporation · CRD 30349 |
| Scott Park Inabnet | 4603481 | 1st Global Capital Corporation · CRD 30349 |
| Brent Lee | 5436195 | Concorde Investment Services, LLC · CRD 151604 |
| Roger Van Pelt | 1742560 | Cetera Advisors, LLC · CRD 10299 |
| Adam Gallegos | 4444399 | Commonwealth Financial Network · CRD 8032 |
| Hiro Kaglyama | 5443419 | Commonwealth Financial Network · CRD 8032 |
| John McKeon | 5286647 | Independent Financial Group, LLC · CRD 7717 |
| Mark Gillelen | 1868626 | First Allied Securities, Inc · CRD 32444 |
| Benjamin Hill | 2983275 | Galt Financial Group, Inc · CRD 146976 |
| Michael Cullen | 1222982 | Sagepoint Financial, Inc · CRD 133763 |
| Joel Knight | 1379212 | American Investors Co Lay Dba · CRD 38 |
| Jared Sutton | 5600742 | Voya Financial Advisors · CRD 2882 |
| Del Londono | 2695744 | Sagepoint Financial, Inc. · CRD 133763 |
| Bill Lucas | 2355061 | Cetera Advisors, LLC · CRD 10299 |
| Duane Swanson | 1456892 | Voya Financial Advisors · CRD 2882 |
| Brett Ohlen | 6406246 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Larry Grayson | 6249430 | Center Street Securities, Inc. · CRD 26898 |
| Orest Baransky | 2808117 | Royal Alliance Associates, Inc. · CRD 23131 |
| Neil Mc Auliffe | 1787693 | Crown Capital Securities L.P. · CRD 6312 |
| Christina Orta | 3278327 | Securities America Inc. · CRD 10205 |
| Jeffrey Ross | 3119644 | 1st Global Capital Corporation · CRD 30349 |
| Duncan Eng | 2536048 | Lincoln Financial Advisors · CRD 3978 |
| Gene Alvin Brehm | 2815437 | Saxony Securities · CRD 115547 |
| Joseph Kovar | 4244710 | 1st Global Capital Corporation · CRD 30349 |
| Jay Hovis | 6647870 | Sagepoint Financial, Inc. · CRD 133763 |
| Not reported |
Source: Form D, filed Jul 10, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Colorado Multifamily Portfolio Iii Exchange, L.L.C | Executive |
| N/A Colorado Multifamily Portfolio Iii, L.L.C. | Executive |
| Daniel L Goodwin | Director |
| N/A Inland Private Capital Corporation | Executive |
| Keith D Lampi | Executive |
| Catherine L Lynch | Director |
| Roberta S Matlin | Director |
| Robert G Parks | Director |
| Mitchell A Sabshon | Director |
| Rahul Sehgal | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
C/ Inland Private Capital Corporation 2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523