Form D · Other Real Estate
Colorado Multifamily Portfolio DST
Oak Brook, IL · CIK 0001628724
Offering snapshot reported May 21, 2015 · SEC filing
- Reported sold
- $75.1M Offering amount: $91M
- Investors reported
- 184 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 29, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$54,285,351 → $75,057,160
- Reported investors134 → 184
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2015 | Amendment | $75,057,160 | $20,771,809vs Apr 30, 2015 | 184 | SEC filing |
| Apr 30, 2015 | Amendment | $54,285,351 | $19,136,069vs Mar 27, 2015 | 134 | SEC filing |
| Mar 27, 2015 | Amendment | $35,149,282 | $4,607,095vs Mar 17, 2015 | 91 | SEC filing |
| Mar 17, 2015 | Amendment | $30,542,187 | $5,730,178vs Mar 3, 2015 | 76 | SEC filing |
| Mar 3, 2015 | Amendment | $24,812,009 | $5,107,101vs Feb 19, 2015 | 60 | SEC filing |
| Feb 19, 2015 | Amendment | $19,704,908 | $2,813,236vs Feb 11, 2015 | 49 | SEC filing |
| Feb 11, 2015 | Amendment | $16,891,672 | $8,147,478vs Jan 28, 2015 | 45 | SEC filing |
| Jan 28, 2015 | Amendment | $8,744,194 | $2,698,321vs Jan 20, 2015 | 28 | SEC filing |
| Jan 20, 2015 | Amendment | $6,045,873 | $2,763,345vs Jan 8, 2015 | 17 | SEC filing |
| Jan 8, 2015 | Initial | $3,282,528 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.46M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-231772
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
| Dwight K. Kay | 5376903 | Concorde Investment Services, Inc. · CRD 151604 |
| Ryan P. Joyce | 2889224 | B.B. Graham & Company, Inc. · CRD 41533 |
| William S. Sheehan | 2328614 | DFPG Investments, Inc. · CRD 155576 |
| Mark T. Maund | 3012539 | Purshe Kaplan Sterling Investments · CRD 35747 |
| Troy Thomas | 4691720 | McDermott Investment Services, LLC · CRD 154926 |
| Joseph R. Broadbent | 3132498 | DFPG Investments, Inc. · CRD 155576 |
| Tyrone H. Wynfield | 1341666 | Hagen Securities, Inc. · CRD 27353 |
| Eric S. Scaff | 5281210 | Concorde Investment Services, LLC · CRD 151604 |
| Nathaniel M. Kuhn | 4624143 | Concorde Investment Services, LLC · CRD 151604 |
| Byron J. Ishiwata | 4610456 | 1st Global Capital Corp. · CRD 30349 |
| Michael A. Bendix | 5379777 | DFPG Investments, Inc. · CRD 155576 |
| Linda J. Wimsatt | 1401802 | VFG Securities, Inc. · CRD 15121 |
| Steven D. Meahan | 1234042 | DFPG Investments, Inc. · CRD 155576 |
| Debra J. Schleining | 2768752 | Colorado Financial Service Corporation · CRD 104343 |
| Edwin T. Suzuki | 4851317 | Newport Coast Securities, Inc. · CRD 16944 |
| James T. Walesa | 1061209 | Triad Advisors, Inc. · CRD 25803 |
| William LaPiana | 4580411 | Newbridge Securities Corporation · CRD 104065 |
| Christina S. Nielson | 4866971 | Primex · CRD 29394 |
| Joral T. Schmalle | 4491484 | Sigma Financial Corporation · CRD 14303 |
| David B. Levinson | 705929 | Newport Coast Securities, Inc. · CRD 16944 |
| William J. Connaker | 5853942 | Newport Coast Securities, Inc. · CRD 16944 |
| Robert J. Zamecki | 475757 | Colorado Financial Service Corporation · CRD 104343 |
| Stacey J. Morimoto | 4420782 | DFPG Investments, Inc. · CRD 155576 |
| Kyle M. Imholte | 5448950 | 1st Global Capital Corp. · CRD 30349 |
| Daniel L. Whittenburg | 2181920 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Terry L. Daniels | 4309671 | Madison Avenue Securities, Inc. · CRD 23224 |
| Preston P. Mokris | 5179201 | Concorde Investment Services, LLC · CRD 151604 |
| Norman D. Loofbourrow | 1310725 | American Investors Company · CRD 38 |
| Joseph G. Michaletz | 1327534 | Triad Advisors, Inc. · CRD 25803 |
| Robert C. Meyer | 5262157 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| David M. Nelson | 2120855 | Cambridge Investment Research, Inc. · CRD 39543 |
| Kenneth M. Nelson | 3231051 | Cambridge Investment Research, Inc. · CRD 39543 |
| Larry K. Manuel | 1698280 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Darrin W. Gustafson | 3227510 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Bradley A. Levin | 2457718 | Commonwealth Financial Network · CRD 8032 |
| Carol L. King | 4890394 | 1st Global Capital Corp. · CRD 30349 |
| Adam J. Bryan | 5443986 | Centaurus Financial, Inc. · CRD 30833 |
| Robert R. Tweed | 2339324 | Concorde Financial Services, LLC · CRD 151604 |
| Cathie M. Callahan Ditri | 1000657 | Western International Securities, Inc. · CRD 39262 |
| Alexandro L. Filippini | 5043549 | Silver Portal Capital LLC · CRD 114290 |
| John C. Nelson | 1667811 | Securities America, Inc. · CRD 10205 |
| Thomas D. Sanders | 1280319 | Cambridge Investment Research, Inc. · CRD 39543 |
| James D. Warring | 3198200 | Triad Advisors, Inc. · CRD 25803 |
| Tedric E. Hoornstra | 3152018 | J.W. Cole Financial, Inc. · CRD 124583 |
| Habib M. Iskander | 2326918 | Sagepoint Financial, Inc. · CRD 133763 |
| John W. Posey | 5165747 | Cambridge Investment Research, Inc. · CRD 39543 |
| Randy A. Barmache | 4607939 | Newport Coast Securities, Inc. · CRD 16944 |
| Mark G. Kosanke | 2317906 | Concorde Investment Services, LLC · CRD 151604 |
| John P. Harvey, Jr. | 4227692 | Sandlapper Securities, LLC · CRD 137906 |
| Darren C. Brooks | 2601668 | Commonwealth Financial Network · CRD 8032 |
| Tony R. Price | 2695786 | Royal Alliance Securities, Inc. · CRD 23131 |
| Jae E. Waters | 3277409 | Royal Alliance Securities, Inc. · CRD 23131 |
| Nancy L. Congdon | 2136551 | Cambridge Investment Research, Inc. · CRD 39543 |
| Molly M. Grubb | 5647291 | Cambridge Investment Research, Inc. · CRD 39543 |
| Larry D. Queen | 851743 | Cambridge Investment Research, Inc. · CRD 39543 |
| Joseph A. Graziano | 2442582 | TFS Securities, Inc. · CRD 20626 |
| Scott D. Offerman | 4619093 | Concorde Investment Services, LLC · CRD 151604 |
| Kirk D. Dobson | 4049865 | Ameritas Investment Corp. · CRD 14869 |
| Daniel P. Raupp | 4079107 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Derek N. Eichenwald | 4613771 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Mark A. Keen | 3178657 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Harold E. Briggs, Jr. | 4404074 | 1st Global Capital Corp. · CRD 30349 |
| Frances R. Bowen | 872513 | Winslow, Evans & Crocker, Inc. · CRD 29686 |
| Gregory C. Mottau | 341596 | FSC Securities Corporation · CRD 7461 |
| Jeffrey M. Warren | 5616071 | Crown Capital Securities, L.P. · CRD 6312 |
| Larry R. Law | 1273118 | JRL Capital Corporation · CRD 10225 |
| John J. Aguilera | 2066720 | Sagepoint Financial, Inc. · CRD 133763 |
| Willard B. Wellings | 4436815 | 1st Global Capital Corp. · CRD 30349 |
| Jon Paul Cirelli | 4729737 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Theresa M. Hall | 1404084 | Securities America, Inc. · CRD 10205 |
| Alan N. Lichtenstein | 1877017 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Donald S. Meredith | 1867703 | Concorde Investment Services, LLC · CRD 151604 |
| Christopher R. Rubano | 1571187 | First Allied Securities, Inc. · CRD 32444 |
| David A. Bastoni | 2451452 | Securities America, Inc. · CRD 10205 |
| David E. Stone | 2280955 | Lincoln Financial Advisors Corporation · CRD 3978 |
| James T. Mabbott | 2270546 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Marc A. Bongiorno | 2843043 | Royal Alliance Associates, Inc. · CRD 23131 |
| Luis A. Ramos | 2998787 | Royal Alliance Securities, Inc. · CRD 23131 |
| Derek B. Ferriera | 1290274 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Matthew E. Roberson | 3090052 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Alec B. Abbott | 1414999 | Sagepoint Financial, Inc. · CRD 133763 |
| Curtis R. Ile | 4009787 | Ameritas Investment Corp. · CRD 14869 |
| Jason H. Freeman | 2995587 | Triad Advisors, Inc. · CRD 25803 |
| Bryon E. Martinsen | 1621649 | Centaurus Financial, Inc. · CRD 30833 |
| Larry M. Pence | 359671 | Cetera Advisors LLC · CRD 10299 |
| Brian A. Dawidowicz | 4473563 | Royal Alliance Associates, Inc. · CRD 23131 |
| Ann H. Stewart | 2388888 | Cambridge Investment Research, Inc. · CRD 39543 |
| Allen G. Yee | 1934271 | First Allied Securities, Inc. · CRD 32444 |
| Michael J. D'Epagnier | 2067061 | Sagepoint Financial, Inc. · CRD 133763 |
| Lawrin W. Van Keuren, II | 2435150 | ARI Financial Services, Inc. · CRD 137608 |
| Kathryn L. Young | 1625217 | Cambridge Investment Research, Inc. · CRD 39543 |
| Cornelius G. McAuliffe, III | 1787693 | Crown Capital Securities, L.P. · CRD 6312 |
| Michael L. Markey | 320042 | American Investors Company · CRD 38 |
| Devin J. Garafalo | 4853435 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Craig M. Rollins | 1896698 | DFPG Investments, Inc. · CRD 155576 |
| Leslie B. Goldstein | 1300590 | Securities America, Inc. · CRD 10205 |
| Brandon S. Wagner | 4992650 | Woodbury Financial Services, Inc. · CRD 421 |
| Timothy R. Tehan | 3230535 | Triad Advisors, Inc. · CRD 25803 |
| Not reported |
Source: Form D, filed May 21, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Portfolio, L.L.C. Colorado Multifamily | Promoter |
| Portfolio Exchange, L.L.C. Colorado Multifamily | Promoter |
| Capital Corporation Inland Private | Promoter |
| Keith Lampi | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523