Form D · Other Investment Fund

Colony American Homes Holdings IV, L.P.

Santa Monica, CA · CIK 0001564505

Offering snapshot reported Feb 19, 2013 · SEC filing

Reported sold: $385M
Investors reported: 15
Minimum accepted: $250K
First sale: Dec 31, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$364,150,000 → $384,900,000
Reported investors14 → 15

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 19, 2013	Amendment	$384,900,000	$20,750,000vs Jan 22, 2013	15	SEC filing
Jan 22, 2013	Amendment	$364,150,000	$361,150,000vs Jan 15, 2013	14	SEC filing
Jan 15, 2013	Initial	$3,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $3.69M
Finders' fees: $0
Form D file number: 021-190224

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	79

Source: Form D, filed Feb 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COLONY AMERICAN HOMES HOLDINGS IV, L.P.

Investment adviser: COLONY CAPITAL INVESTMENT ADVISORS, LLC

Gross asset value: $459K
Beneficial owners: 18
ADV minimum commitment: $0

Reported in Form ADV on Aug 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LOS ANGELES, California, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1339859 · Aug 26, 2019 · Schedule D 7.B.(1), fund 805-9086190260

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Colony American Homes Holdings I, LP	Sep 6, 2012	$270,750,000	42
Colony American Homes Holdings IV, L.P. (this fund)	Feb 19, 2013	$384,900,000	15

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas J. Barrack, Jr.	Executive
N/A Colony Gp American Homes, Llc	Executive
Jonathan H. Grumzweig	Executive
Mark M. Hedstrom	Executive
David A. Palame	Executive
Richard B. Saltzman	Executive
Ronald M. Sanders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2450 Broadway, 6 Th Floor
Santa Monica, CA, 90404