Form D · Hedge Fund

COLLWICK OPPORTUNITY FUND, L.P.

Charlotte, NC · CIK 0001661130

Offering snapshot reported May 10, 2018 · SEC filing

Reported sold: $12.3M
Investors reported: 11
Minimum accepted: $0
First sale: Jan 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$10,550,001 → $12,275,001
Reported investors10 → 11

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 10, 2018	Amendment	$12,275,001	$1,725,000vs May 10, 2017	11	SEC filing
May 10, 2017	Amendment	$10,550,001	$300,000vs May 10, 2016	10	SEC filing
May 10, 2016	Amendment	$10,250,001	No comparison	9	SEC filing
Jan 8, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-254792

Source: Form D, filed May 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE COLLWICK OPPORTUNITY FUND, L.P.

Investment adviser: COLLWICK FUNDS GP, LLC

Gross asset value: $12.2M
Beneficial owners: 14
ADV minimum commitment: $1M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1285182 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-2957630405

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Collwick Funds Gp, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 S. Tryon Street Suite 2660
Charlotte, NC, 28280