Form D · Pharmaceuticals
Collidion Inc.
Petaluma, CA · CIK 0001668476
Offering snapshot reported Oct 31, 2019 · SEC filing
- Reported sold
- $14.3M Offering amount: $15M
- Investors reported
- 147 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Feb 12, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$13,153,750 → $14,255,000
- Reported investors139 → 147
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2019 | Amendment | $14,255,000 | $1,101,250vs Jul 3, 2019 | 147 | SEC filing |
| Aug 8, 2019 | Initial | $275,000 | No comparison | 3 | SEC filing |
| Jul 3, 2019 | Amendment | $13,153,750 | $1,510,000vs Mar 19, 2019 | 139 | SEC filing |
| Mar 19, 2019 | Amendment | $11,643,750 | $1,690,750vs Jan 10, 2018 | 123 | SEC filing |
| Jan 10, 2018 | Amendment | $9,953,000 | $8,508,000vs Jan 4, 2017 | 98 | SEC filing |
| Jan 4, 2017 | Amendment | $1,445,000 | $1,145,000vs Mar 2, 2016 | 17 | SEC filing |
| Mar 2, 2016 | Initial | $300,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $147K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-258434
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Guy B Crawford | 864093 | R.F. Lafferty & Co., Inc. · CRD 2498 |
Source: Form D, filed Oct 31, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hojabr Alimi | Director, Executive |
| Gregg Alton | Director |
| Ettore M. Carino | Director |
| Jeffrey Castillo | Director |
| Mark Fenlon | Director |
| Gregory French | Director |
| Sameer Harish | Executive |
| Elliot Maza | Executive |
| William H. Watson | Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
1770 Corporate Circle
Petaluma, CA, 94954
Petaluma, CA, 94954