Form D · Hedge Fund

Collectors' Fund L.P.

New York, NY · CIK 0001087378

Offering snapshot reported Mar 18, 2016 · SEC filing

Reported sold
$162M
Indefinite offering
Investors reported
157
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 1984
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$81.1M$162MMar 27, 2009: $88,411,000.00Mar 27, 2009Mar 16, 2010: $89,670,501.00Mar 16, 2011: $92,910,501.00Mar 16, 2012: $93,281,240.00Mar 18, 2013: $127,392,240.00Mar 18, 2014: $148,399,478.00Mar 18, 2015: $149,399,478.00Mar 18, 2016: $162,107,654.00Mar 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$148,399,478 → $162,107,654
  • Reported investors153 → 157

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2016Amendment$162,107,654$13,708,176vs Mar 18, 2014157SEC filing
Mar 18, 2015Amendment$149,399,478$1,000,000vs Mar 18, 2014154SEC filing
Mar 18, 2014Amendment$148,399,478$21,007,238vs Mar 18, 2013153SEC filing
Mar 18, 2013Amendment$127,392,240$34,111,000vs Mar 16, 2012150SEC filing
Mar 16, 2012Amendment$93,281,240$370,739vs Mar 16, 2011141SEC filing
Mar 16, 2011Amendment$92,910,501$3,240,000vs Mar 16, 2010138SEC filing
Mar 16, 2010Amendment$89,670,501$1,259,501vs Mar 27, 2009136SEC filing
Mar 27, 2009Initial$88,411,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-129165
The recipients listed in Item 12 above receive sales compensation equal to a percentage of certain amounts paid to the general partner and its affiliate in connection with the management of the issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Christopher E. Engel1495822Martel Capital, LLC · CRD 159049
Lee W. Gladden1821821Sword Securities LLC · CRD 32244

Source: Form D, filed Mar 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE COLLECTORS' FUND, L.P.

Investment adviser: AMICI CAPITAL, LLC

Gross asset value
$252M
Beneficial owners
67
ADV minimum commitment
$1M

Reported in Form ADV on Aug 25, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LLC DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LTD. HAMILTON, Bermuda
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1036861 · Aug 25, 2016 · Schedule D 7.B.(1), fund 805-7688051372

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cf Advisors, Llc Promoter
Paul E. Orlin Executive
Alpheus A. Porter Executive
Alex A. Porter Executive
A. Alex Porter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Cf Advisors, Llc 666 Fifth Avenue, Suite 3403
New York, NY, 10103