Form D · Other Investment Fund

COLI VUL 11 Series Account of Great-West Life & Annuity

Greenwood Village, CO · CIK 0001481356

Offering snapshot reported May 25, 2011 · SEC filing

Reported sold: $400M
Investors reported: 0
Minimum accepted: $0
First sale: Dec 21, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$150,000,000 → $400,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 25, 2011	Amendment	$400,000,000	$250,000,000vs Feb 18, 2010	0	SEC filing
Feb 18, 2010	Initial	$150,000,000	No comparison	0	SEC filing

Offering details

Securities: Other
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-138838

Variable life insurance contract

Sales comp paid by Ins Co. out of its own resources. The co. periodically deducts insurance & other contract charges from amounts allocated to the separate account-issuer in accordance with the terms of the applicable variable life insurance contracts.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Jim Van Epps	844958	FPCM Securities LLC · CRD 38283

Source: Form D, filed May 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COLI-VUL 11 SERIES ACCOUNT (PIMCO)

Investment adviser: EMPOWER CAPITAL MANAGEMENT, LLC

Gross asset value: $2.6M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE DENVER, Colorado, United States

Custodian BANK OF NEW YORK ORISKANY, New York, United States Related to adviser: No

Marketer EMPOWER FINANCIAL SERVICES, INC. GREENWOOD VILLAGE, Colorado, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 34

EMPOWER FINANCIAL SERVICES, INC.
CRD 13109 · SEC 8-33854

Filing source

Form ADV 2071173 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3929097005

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Insurance Company Great West Life & Annuity	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8515 E. Orchard Road #2 T3
Greenwood Village, CO, 80111