Form D · Other
Code Ocean, Inc.
New York, NY · CIK 0001691093
Offering snapshot reported Jun 1, 2022 · SEC filing
- Reported sold
- $16.5M Offering amount: $16.5M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 25, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 1, 2022 | Initial | $16,526,848 | No comparison | 14 | SEC filing |
| May 17, 2021 | Initial | $1,992,999 | No comparison | Not reported | SEC filing |
| Jun 29, 2020 | Initial | $3,210,807 | No comparison | 4 | SEC filing |
| Jun 26, 2019 | Initial | $8,798,823 | No comparison | 9 | SEC filing |
| Jul 7, 2017 | Initial | $2,500,029 | No comparison | 8 | SEC filing |
| Nov 30, 2016 | Initial | $2,529,999 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-447589
The amount sold includes the issuance of stock upon the conversion of outstanding convertible securities.
Source: Form D, filed Jun 1, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Simon Adar | Director, Executive |
| Marty Kahn | Director |
| Martin Kahn | Director |
| Joshua Ruch | Director |
| Scott Tobin | Director |
Issuer details
Industry: Other (See others in industry)
Address:
311 W. 43rd Street, 13th Floor
New York, NY, 10036
New York, NY, 10036