Form D · Other Investment Fund
CMWA Small Cap Fund LLC
Beachwood, OH · CIK 0001310990
This view uses the 100 most recent filings and may show only part of an offering's history. Complete filing history at the SEC.
Offering snapshot reported Sep 30, 2026 · SEC filing
- Reported sold
- $140M Indefinite offering
- Investors reported
- 183 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Sep 1, 2004 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2026 | Initial | $139,561,501 | No comparison | 183 | SEC filing |
| Sep 8, 2026 | Initial | $139,526,501 | No comparison | 183 | SEC filing |
| Jul 7, 2026 | Initial | $139,497,501 | No comparison | 182 | SEC filing |
| May 1, 2026 | Initial | $139,357,501 | No comparison | 182 | SEC filing |
| Feb 5, 2026 | Initial | $139,257,501 | No comparison | Not reported | SEC filing |
| Jan 2, 2026 | Initial | $139,157,501 | No comparison | 180 | SEC filing |
| Nov 4, 2025 | Initial | $139,108,501 | No comparison | 180 | SEC filing |
| Sep 2, 2025 | Initial | $138,913,501 | No comparison | Not reported | SEC filing |
| Aug 5, 2025 | Initial | $138,797,501 | No comparison | 175 | SEC filing |
| Jul 2, 2025 | Initial | $138,747,501 | No comparison | 175 | SEC filing |
| May 5, 2025 | Initial | $138,347,501 | No comparison | 174 | SEC filing |
| Apr 4, 2025 | Initial | $138,222,501 | No comparison | 174 | SEC filing |
| Feb 3, 2025 | Initial | $137,802,501 | No comparison | 173 | SEC filing |
| Dec 4, 2024 | Initial | $137,552,501 | No comparison | 171 | SEC filing |
| Nov 7, 2024 | Initial | $137,522,501 | No comparison | 171 | SEC filing |
| Sep 3, 2024 | Initial | $137,437,501 | No comparison | 171 | SEC filing |
| May 29, 2024 | Initial | $136,622,501 | No comparison | 168 | SEC filing |
| May 7, 2024 | Initial | $136,422,501 | No comparison | 168 | SEC filing |
| Apr 1, 2024 | Initial | $136,322,501 | No comparison | 167 | SEC filing |
| Mar 6, 2024 | Amendment | $136,082,501 | $100,000vs Feb 6, 2024 | 167 | SEC filing |
| Feb 6, 2024 | Amendment | $135,982,501 | $125,000vs Dec 7, 2023 | 167 | SEC filing |
| Dec 7, 2023 | Amendment | $135,857,501 | $500,000vs Nov 8, 2023 | 166 | SEC filing |
| Nov 8, 2023 | Initial | $135,357,501 | No comparison | 163 | SEC filing |
| Oct 10, 2023 | Initial | $135,137,501 | No comparison | 161 | SEC filing |
| Sep 20, 2023 | Initial | $134,887,501 | No comparison | 160 | SEC filing |
| Sep 20, 2023 | Initial | $134,492,501 | No comparison | 155 | SEC filing |
| Sep 8, 2023 | Initial | $134,711,501 | No comparison | 158 | SEC filing |
| Aug 8, 2023 | Initial | $134,887,501 | No comparison | 160 | SEC filing |
| Jul 17, 2023 | Initial | $134,787,501 | No comparison | 159 | SEC filing |
| Jul 17, 2023 | Initial | $134,262,501 | No comparison | 156 | SEC filing |
| Jul 17, 2023 | Initial | $134,512,501 | No comparison | 157 | SEC filing |
| Jul 11, 2023 | Initial | $134,492,501 | No comparison | 155 | SEC filing |
| May 8, 2023 | Initial | $134,467,501 | No comparison | 154 | SEC filing |
| Mar 8, 2023 | Initial | $134,252,501 | No comparison | 155 | SEC filing |
| Feb 14, 2023 | Initial | $134,227,501 | No comparison | 154 | SEC filing |
| Dec 14, 2022 | Amendment | $134,217,501 | $555,000vs Sep 14, 2022 | 153 | SEC filing |
| Sep 14, 2022 | Amendment | $133,662,501 | $40,000vs Jun 14, 2022 | 151 | SEC filing |
| Jun 14, 2022 | Amendment | $133,622,501 | $50,000vs Apr 8, 2022 | 151 | SEC filing |
| Apr 8, 2022 | Amendment | $133,572,501 | $770,000vs Jan 12, 2022 | 151 | SEC filing |
| Jan 12, 2022 | Amendment | $132,802,501 | $75,000vs Oct 12, 2021 | 148 | SEC filing |
| Oct 12, 2021 | Amendment | $132,727,501 | $46,000vs Aug 13, 2021 | 147 | SEC filing |
| Aug 13, 2021 | Amendment | $132,681,501 | No comparison | Not reported | SEC filing |
| Jun 14, 2021 | Amendment | $131,704,501 | $1,200,000vs May 12, 2021 | 146 | SEC filing |
| May 12, 2021 | Amendment | $130,504,501 | No comparison | Not reported | SEC filing |
| Jan 13, 2021 | Amendment | $129,559,501 | $1,453,000vs Nov 12, 2020 | 143 | SEC filing |
| Nov 12, 2020 | Amendment | $128,106,501 | $405,800vs Oct 13, 2020 | 136 | SEC filing |
| Oct 13, 2020 | Amendment | $127,700,701 | $532,800vs Aug 10, 2020 | 136 | SEC filing |
| Aug 10, 2020 | Amendment | $127,167,901 | $159,500vs Jun 8, 2020 | 132 | SEC filing |
| Jun 8, 2020 | Amendment | $127,008,401 | $1,200,000vs Mar 9, 2020 | 130 | SEC filing |
| Mar 9, 2020 | Amendment | $125,808,401 | $196,000vs Feb 13, 2020 | 128 | SEC filing |
| Feb 13, 2020 | Amendment | $125,612,401 | $84,000vs Sep 11, 2019 | 127 | SEC filing |
| Sep 11, 2019 | Amendment | $125,528,401 | $780,000vs Aug 9, 2019 | 127 | SEC filing |
| Aug 9, 2019 | Amendment | $124,748,401 | $110,000vs Jul 10, 2019 | 127 | SEC filing |
| Jul 10, 2019 | Amendment | $124,638,401 | $125,000vs May 9, 2019 | 127 | SEC filing |
| May 9, 2019 | Amendment | $124,513,401 | $386,000vs Apr 10, 2019 | 126 | SEC filing |
| Apr 10, 2019 | Amendment | $124,127,401 | $416,000vs Feb 14, 2019 | 124 | SEC filing |
| Feb 14, 2019 | Amendment | $123,711,401 | $19,000vs Jan 11, 2019 | 122 | SEC filing |
| Jan 11, 2019 | Amendment | $123,692,401 | $25,700vs Nov 13, 2018 | 122 | SEC filing |
| Nov 13, 2018 | Amendment | $123,666,701 | $70,000vs Jun 12, 2018 | 122 | SEC filing |
| Jun 12, 2018 | Amendment | $123,596,701 | $649,500vs Mar 12, 2018 | 122 | SEC filing |
| Mar 12, 2018 | Amendment | $122,947,201 | $602,000vs Feb 13, 2018 | 120 | SEC filing |
| Feb 13, 2018 | Amendment | $122,345,201 | $6,840,000vs Jan 10, 2018 | 118 | SEC filing |
| Jan 10, 2018 | Amendment | $115,505,201 | $2,070,000vs Dec 12, 2017 | 116 | SEC filing |
| Dec 12, 2017 | Amendment | $113,435,201 | $525,000vs Oct 11, 2017 | 114 | SEC filing |
| Nov 13, 2017 | Amendment | $113,010,201 | $100,000vs Oct 11, 2017 | 75 | SEC filing |
| Oct 11, 2017 | Amendment | $112,910,201 | $50,000vs Sep 25, 2017 | 113 | SEC filing |
| Sep 25, 2017 | Amendment | $112,860,201 | $100,000vs Jul 13, 2017 | 113 | SEC filing |
| Jul 13, 2017 | Amendment | $112,760,201 | $50,000vs Jun 15, 2017 | 113 | SEC filing |
| Jun 15, 2017 | Amendment | $112,710,201 | $50,000vs Jan 17, 2017 | 113 | SEC filing |
| Jan 17, 2017 | Amendment | $112,660,201 | $810,000vs Dec 14, 2016 | 113 | SEC filing |
| Dec 14, 2016 | Amendment | $111,850,201 | $789,000vs Oct 11, 2016 | 112 | SEC filing |
| Oct 11, 2016 | Amendment | $111,061,201 | $125,000vs Sep 14, 2016 | 109 | SEC filing |
| Sep 14, 2016 | Amendment | $110,936,201 | $125,000vs Jul 14, 2016 | 109 | SEC filing |
| Jul 14, 2016 | Amendment | $110,811,201 | $23,000vs Apr 11, 2016 | 108 | SEC filing |
| Apr 11, 2016 | Amendment | $110,788,201 | $50,000vs Mar 11, 2016 | 108 | SEC filing |
| Mar 11, 2016 | Amendment | $110,738,201 | $250,000vs Feb 12, 2016 | 108 | SEC filing |
| Feb 12, 2016 | Amendment | $110,488,201 | $1,390,000vs Jan 14, 2016 | 108 | SEC filing |
| Jan 14, 2016 | Amendment | $109,098,201 | $1,491,500vs Oct 13, 2015 | 106 | SEC filing |
| Oct 13, 2015 | Amendment | $107,606,701 | $1,598,000vs Sep 15, 2015 | 101 | SEC filing |
| Sep 15, 2015 | Amendment | $106,008,701 | $75,000vs Aug 12, 2015 | 94 | SEC filing |
| Aug 12, 2015 | Amendment | $105,933,701 | $81,250vs Jul 21, 2015 | 94 | SEC filing |
| Jul 21, 2015 | Amendment | $105,852,451 | $456,250vs Apr 14, 2015 | 94 | SEC filing |
| Apr 14, 2015 | Amendment | $105,396,201 | $1,535,000vs Oct 17, 2014 | 92 | SEC filing |
| Oct 17, 2014 | Amendment | $103,861,201 | $100,000vs Jul 22, 2014 | 90 | SEC filing |
| Jul 22, 2014 | Amendment | $103,761,201 | $28,000vs Jun 5, 2014 | 88 | SEC filing |
| Jun 5, 2014 | Amendment | $103,733,201 | $626,000vs Nov 18, 2013 | 88 | SEC filing |
| Nov 18, 2013 | Amendment | $103,107,201 | $1,300,000vs Aug 7, 2013 | 87 | SEC filing |
| Aug 7, 2013 | Amendment | $101,807,201 | $20,000vs Jun 18, 2013 | 87 | SEC filing |
| Jun 18, 2013 | Amendment | $101,787,201 | $560,000vs May 17, 2013 | 87 | SEC filing |
| May 17, 2013 | Amendment | $101,227,201 | $700,000vs Feb 26, 2013 | 87 | SEC filing |
| Feb 26, 2013 | Amendment | $100,527,201 | $100,000vs Jan 30, 2013 | 87 | SEC filing |
| Jan 30, 2013 | Amendment | $100,427,201 | $85,000vs Dec 20, 2012 | 87 | SEC filing |
| Dec 20, 2012 | Amendment | $100,342,201 | $1,395,000vs Sep 20, 2012 | 87 | SEC filing |
| Nov 16, 2012 | Amendment | $99,480,201 | $533,000vs Sep 20, 2012 | 86 | SEC filing |
| Sep 20, 2012 | Amendment | $98,947,201 | $180,000vs Apr 18, 2012 | 82 | SEC filing |
| Apr 18, 2012 | Amendment | $98,767,201 | $81,000vs Mar 13, 2012 | 80 | SEC filing |
| Mar 13, 2012 | Amendment | $98,686,201 | $30,000vs Jan 5, 2012 | 79 | SEC filing |
| Jan 5, 2012 | Amendment | $98,656,201 | $1,400,000vs Oct 25, 2011 | 79 | SEC filing |
| Oct 25, 2011 | Amendment | $97,256,201 | $6,096,700vs Aug 18, 2011 | 78 | SEC filing |
| Aug 18, 2011 | Amendment | $91,159,501 | No comparison | 76 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-599427
Source: Form D, filed Sep 30, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CMWA SMALL CAP FUND LLC
Investment adviser: CM WEALTH ADVISORS LLC
- Gross asset value
- $85.4M
- Beneficial owners
- 107
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Auditor
COHEN & COMPANY
CLEVELAND, Ohio, United States
Custodian
BNY MELLON
BOSTON, Massachusetts, United States
Related to adviser: No
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
COHEN & COMPANY
PCAOB 925
Filing source
Form ADV 2066735 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-8712020463
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| A. Chace Anderson | Executive |
| John Paul Batt | Executive |
| Neal B. Colby | Executive |
| Thomas V. David | Director |
| Deborah C. Jira | Director |
| John A. Koch | Executive |
| John E. Kohl | Director |
| Cynthia G. Koury | Executive |
| R. Douglas Mc Creery | Executive |
| William J. O'neill | Director |
| William J O'neill, Jr. | Executive |
| Cynthia G. Resch | Executive |
| Douglas J. Smorag | Executive |
| James W. Wert | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2000 Auburn Drive Suite 400
Beachwood, OH, 44122
Beachwood, OH, 44122