Form D · Other Investment Fund

CMWA Capital Appreciation Fund LLC

Beachwood, OH · CIK 0001321086

This view uses the 100 most recent filings and may show only part of an offering's history. Complete filing history at the SEC.

Offering snapshot reported Nov 4, 2026 · SEC filing

Reported sold
$387M
Indefinite offering
Investors reported
425
Form D · investor count
Minimum accepted
$700
Reported outside-investor minimum
First sale
Jan 3, 2005
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2026Initial$387,012,931No comparison425SEC filing
Sep 30, 2026Initial$386,982,931No comparison425SEC filing
Sep 8, 2026Initial$386,782,931No comparison425SEC filing
Jul 7, 2026Initial$386,663,931No comparison425SEC filing
May 1, 2026Initial$386,064,931No comparison424SEC filing
Apr 7, 2026Initial$385,787,931No comparison422SEC filing
Mar 4, 2026Initial$385,700,431No comparison422SEC filing
Feb 5, 2026Initial$385,680,431No comparisonNot reportedSEC filing
Dec 3, 2025Initial$385,417,931No comparison419SEC filing
Sep 30, 2025Initial$385,399,931No comparison419SEC filing
May 5, 2025Initial$385,388,931No comparison419SEC filing
Apr 4, 2025Initial$385,308,931No comparison419SEC filing
Feb 27, 2025Initial$385,158,931No comparison418SEC filing
Feb 3, 2025Initial$385,133,931No comparison418SEC filing
Dec 4, 2024Initial$383,349,931No comparison414SEC filing
Nov 7, 2024Initial$383,254,931No comparison414SEC filing
Sep 3, 2024Initial$383,223,931No comparison414SEC filing
Jul 31, 2024Initial$381,771,931No comparison404SEC filing
May 29, 2024Initial$381,765,931No comparison404SEC filing
May 7, 2024Initial$381,015,830No comparison404SEC filing
Mar 12, 2024Amendment$380,755,830$35,000vs Feb 6, 2024403SEC filing
Feb 6, 2024Amendment$380,720,830$170,000vs Jan 10, 2024403SEC filing
Jan 10, 2024Amendment$380,550,830$160,000vs Dec 7, 2023403SEC filing
Dec 7, 2023Amendment$380,390,830$160,000vs Nov 8, 2023403SEC filing
Nov 8, 2023Initial$380,230,830No comparison400SEC filing
Sep 8, 2023Initial$379,480,830No comparison396SEC filing
Aug 9, 2023Initial$379,470,030No comparison394SEC filing
Aug 9, 2023Initial$379,456,030No comparison393SEC filing
Aug 9, 2023Initial$379,231,030No comparison391SEC filing
Jul 17, 2023Initial$379,231,030No comparison391SEC filing
Jul 17, 2023Initial$379,456,030No comparison393SEC filing
Jul 11, 2023Initial$378,691,030No comparison388SEC filing
Jun 9, 2023Initial$378,891,030No comparison389SEC filing
May 8, 2023Initial$378,806,030No comparison388SEC filing
Mar 8, 2023Initial$378,616,030No comparison387SEC filing
Feb 13, 2023Initial$378,566,030No comparison388SEC filing
Jan 13, 2023Amendment$378,466,030$425,000vs Dec 14, 2022386SEC filing
Dec 14, 2022Amendment$378,041,030$50,000vs Nov 14, 2022385SEC filing
Nov 14, 2022Amendment$377,991,030$850,000vs Oct 13, 2022384SEC filing
Oct 13, 2022Amendment$377,141,030$56,000vs Sep 14, 2022383SEC filing
Sep 14, 2022Amendment$377,085,030$396,000vs Aug 10, 2022383SEC filing
Aug 10, 2022Amendment$376,689,030$2,980,000vs Jul 12, 2022383SEC filing
Jul 12, 2022Amendment$373,709,030$816,000vs Jun 14, 2022382SEC filing
Jun 14, 2022Amendment$372,893,030$1,730,000vs May 11, 2022381SEC filing
May 11, 2022Amendment$371,163,030$700,000vs Apr 8, 2022376SEC filing
Apr 8, 2022Amendment$370,463,030$220,000vs Mar 8, 2022375SEC filing
Mar 8, 2022Amendment$370,243,030$1,745,000vs Feb 14, 2022375SEC filing
Feb 14, 2022Amendment$368,498,030$2,478,000vs Jan 12, 2022367SEC filing
Jan 12, 2022Amendment$366,020,030$393,000vs Dec 10, 2021363SEC filing
Dec 10, 2021Amendment$365,627,030$879,000vs Nov 9, 2021359SEC filing
Nov 9, 2021Amendment$364,748,030$67,500vs Oct 12, 2021358SEC filing
Oct 12, 2021Amendment$364,680,530$50,000vs Sep 13, 2021358SEC filing
Sep 13, 2021Amendment$364,630,530No comparisonNot reportedSEC filing
Aug 13, 2021Amendment$361,975,280No comparisonNot reportedSEC filing
Jul 14, 2021Amendment$361,367,280No comparisonNot reportedSEC filing
Jun 14, 2021Amendment$361,305,280No comparisonNot reportedSEC filing
May 12, 2021Amendment$361,231,080$98,000vs Feb 16, 2021339SEC filing
Feb 16, 2021Amendment$361,133,080$1,035,000vs Jan 13, 2021339SEC filing
Jan 13, 2021Amendment$360,098,080$338,500vs Dec 11, 2020337SEC filing
Dec 11, 2020Amendment$359,759,580$3,411,000vs Oct 13, 2020335SEC filing
Oct 13, 2020Amendment$356,348,580$15,000vs Aug 10, 2020335SEC filing
Aug 10, 2020Amendment$356,333,580$32,000vs Jul 9, 2020335SEC filing
Jul 9, 2020Amendment$356,301,580$123,000vs May 12, 2020334SEC filing
May 12, 2020Amendment$356,178,580$10,000vs Mar 9, 2020333SEC filing
Mar 9, 2020Amendment$356,168,580$340,000vs Feb 13, 2020333SEC filing
Feb 13, 2020Amendment$355,828,580$461,000vs Jan 10, 2020332SEC filing
Jan 10, 2020Amendment$355,367,580$70,000vs Dec 6, 2019332SEC filing
Dec 6, 2019Amendment$355,297,580$50,000vs Nov 12, 2019332SEC filing
Nov 12, 2019Amendment$355,247,580$995,500vs Oct 11, 2019332SEC filing
Oct 11, 2019Amendment$354,252,080$2,618,000vs Sep 11, 2019331SEC filing
Sep 11, 2019Amendment$351,634,080$30,000vs Aug 9, 2019331SEC filing
Aug 9, 2019Amendment$351,604,080$140,500vs Jul 10, 2019331SEC filing
Jul 10, 2019Amendment$351,463,580$44,500vs May 9, 2019329SEC filing
May 9, 2019Amendment$351,419,080$168,500vs Apr 10, 2019327SEC filing
Apr 10, 2019Amendment$351,250,580$117,200vs Mar 12, 2019326SEC filing
Mar 12, 2019Amendment$351,133,380$405,000vs Feb 14, 2019325SEC filing
Feb 14, 2019Amendment$350,728,380$473,000vs Jan 11, 2019325SEC filing
Jan 11, 2019Amendment$350,255,380$341,000vs Dec 11, 2018325SEC filing
Dec 11, 2018Amendment$349,914,380$50,000vs Nov 13, 2018323SEC filing
Nov 13, 2018Amendment$349,864,380$73,000vs Oct 9, 2018323SEC filing
Oct 9, 2018Amendment$349,791,380$83,000vs Sep 13, 2018323SEC filing
Sep 13, 2018Amendment$349,708,380$30,000vs Aug 10, 2018323SEC filing
Aug 10, 2018Amendment$349,678,380$1,230,000vs Jul 11, 2018322SEC filing
Jul 11, 2018Amendment$348,448,380$2,627,000vs Jun 12, 2018320SEC filing
Jun 12, 2018Amendment$345,821,380$745,000vs May 11, 2018307SEC filing
May 11, 2018Amendment$345,076,380$800,000vs Apr 11, 2018305SEC filing
Apr 11, 2018Amendment$344,276,380$835,000vs Mar 12, 2018305SEC filing
Mar 12, 2018Amendment$343,441,380$287,000vs Feb 13, 2018305SEC filing
Feb 13, 2018Amendment$343,154,380$4,597,600vs Jan 10, 2018304SEC filing
Jan 10, 2018Amendment$338,556,780$1,539,000vs Dec 12, 2017302SEC filing
Dec 12, 2017Amendment$337,017,780$620,000vs Nov 13, 2017300SEC filing
Nov 13, 2017Amendment$336,397,780$2,504,500vs Oct 11, 2017183SEC filing
Oct 11, 2017Amendment$333,893,280$8,000vs Sep 25, 2017270SEC filing
Sep 25, 2017Amendment$333,885,280$740,000vs Aug 16, 2017270SEC filing
Aug 16, 2017Amendment$333,145,280$410,000vs Jul 13, 2017270SEC filing
Jul 13, 2017Amendment$332,735,280$107,000vs Jun 15, 2017270SEC filing
Jun 15, 2017Amendment$332,628,280$103,000vs May 11, 2017270SEC filing
May 11, 2017Amendment$332,525,280$2,629,000vs Apr 14, 2017270SEC filing
Apr 14, 2017Amendment$329,896,280$179,500vs Mar 14, 2017267SEC filing
Mar 14, 2017Amendment$329,716,780No comparison267SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-603544

Source: Form D, filed Nov 4, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMWA CAPITAL APPRECIATION FUND LLC

Investment adviser: CM WEALTH ADVISORS LLC

Gross asset value
$265M
Beneficial owners
160
ADV minimum commitment
$100K

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHEN & COMPANY CLEVELAND, Ohio, United States
Custodian BNY MELLON BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHEN & COMPANY
PCAOB 925

Filing source

Form ADV 2066735 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-7385861898

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A. Chace Anderson Executive
John Paul Batt Executive
Neal B. Colby Executive
Thomas V. David Director
Deborah C. Jira Director
John A Koch Executive
John E. Kohl Director
Cynthia G. Koury Executive
R. Douglas Mc Creery Executive
William J. O'neill Director
William J. O'neill, Jr. Executive
Cynthia G. Resch Executive
Douglas J. Smorag Executive
James W. Wert Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2000 Auburn Drive Suite 400
Beachwood, OH, 44122