Form D · Other Investment Fund

CMS LIFE INSURANCE OPPORTUNITY FUND LP

Wynnewood, PA · CIK 0001453173

Offering snapshot reported Jan 13, 2010 · SEC filing

Reported sold: $22.2M
Investors reported: 73
Minimum accepted: $100K
First sale: Feb 10, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2010	Amendment	$22,180,000	No comparison	73	SEC filing
Dec 29, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-125621

Source: Form D, filed Jan 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMS LIFE INSURANCE OPPORTUNITY FUND, L.P.

Investment adviser: CMS FUND ADVISERS, LLC

Gross asset value: $0
Beneficial owners: 86
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO INSTITUTIONAL RETIREMENT TRUST MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer CMS INVESTMENT RESOURCES (CANADA), INC. TORONTO, ONTARIO, Canada Related to adviser: Yes

Marketer CMS INVESTMENT RESOURCES, INC. WYNNEWOOD, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CMS INVESTMENT RESOURCES, INC.
CRD 10102 · SEC 801-17835

Filing source

Form ADV 1394928 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-7360797495

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Morey H. Goldberg	Executive
William A. Landman	Director, Executive
Richard A. Mitchell	Executive
Paul Silberberg	Director, Executive
Mark I. Solomon	Director, Executive
Ingrid R. Welch	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cms Affiliated Partnerships 308 E. Lancaster Avenue, Suite 300
Wynnewood, PA, 19096-2145