Form D · Investment Banking
CMS Global Securities, Inc.
New York, NY · CIK 0001535608
Offering snapshot reported Jul 13, 2012 · SEC filing
- Reported sold
- $30K Offering amount: $5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Jun 29, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 13, 2012 | Initial | $30,000 | No comparison | 1 | SEC filing |
| Feb 10, 2012 | Amendment | $134,920 | $9,920vs Nov 29, 2011 | 4 | SEC filing |
| Nov 29, 2011 | Initial | $125,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.4K
- Finders' fees
- $0
- Form D file number
- 021-181196
Series A Convertible Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Morgan Securities, Inc. | 138887 | N/A |
Source: Form D, filed Jul 13, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul E Taboada | Director, Executive |
| Paul E. Toboada | Director, Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
120 Wall Street, 16 Th Floor
New York, NY, 10005
New York, NY, 10005