Form D · Other Investment Fund
CMS FB LLC
New York, NY · CIK 0001517250
Offering snapshot reported Mar 12, 2012 · SEC filing
- Reported sold
- $5.61M Offering amount: $25M
- Investors reported
- 95 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Mar 31, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,381,234 → $5,612,135
- Reported investors94 → 95
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2012 | Amendment | $5,612,135 | $230,901vs Feb 14, 2012 | 95 | SEC filing |
| Feb 14, 2012 | Amendment | $5,381,234 | $2,646,272vs Dec 23, 2011 | 94 | SEC filing |
| Dec 23, 2011 | Amendment | $2,734,962 | $0vs Dec 23, 2011 | 32 | SEC filing |
| Dec 23, 2011 | Initial | $2,734,962 | No comparison | 32 | SEC filing |
| May 11, 2011 | Amendment | $2,190,842 | $760,000vs Apr 26, 2011 | 17 | SEC filing |
| Apr 26, 2011 | Amendment | $1,430,842 | $975,842vs Apr 14, 2011 | 12 | SEC filing |
| Apr 14, 2011 | Initial | $455,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $364K
- Finders' fees
- $0
- Form D file number
- 021-170677
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Morgan Securities, Inc | 138887 |
Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CMS FB LLC
Investment adviser: MOGO MANAGEMENT LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $0
Reported in Form ADV on Oct 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 849057 · Oct 27, 2014 · Schedule D 7.B.(1), fund 805-4176426031
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Taboada | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10005