Form D · REITS and Finance

CMBS Value Fund, LLC

Greenville, SC · CIK 0001460420

Offering snapshot reported Oct 22, 2009 · SEC filing

Reported sold
$9.6M
Offering amount: $50M
Investors reported
92
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 13, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.8M$9.6MJun 3, 2009: $2,450,000.00Jun 3, 2009Jun 15, 2009: $3,155,000.00Jun 23, 2009: $3,455,000.00Jul 8, 2009: $4,134,000.00Jul 21, 2009: $4,659,000.00Jul 31, 2009: $5,110,750.00Aug 19, 2009: $6,466,250.00Aug 19, 2009: $6,466,250.00Oct 22, 2009: $9,595,250.00Oct 22, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,466,250 → $9,595,250
  • Reported investors66 → 92

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 22, 2009Amendment$9,595,250$3,129,000vs Aug 19, 200992SEC filing
Aug 19, 2009Amendment$6,466,250$1,355,500vs Jul 31, 200966SEC filing
Aug 19, 2009Amendment$6,466,250$0vs Aug 19, 200966SEC filing
Jul 31, 2009Amendment$5,110,750$451,750vs Jul 21, 200954SEC filing
Jul 21, 2009Amendment$4,659,000$525,000vs Jul 8, 200948SEC filing
Jul 8, 2009Amendment$4,134,000$679,000vs Jun 23, 200940SEC filing
Jun 23, 2009Amendment$3,455,000$300,000vs Jun 15, 200932SEC filing
Jun 15, 2009Amendment$3,155,000$705,000vs Jun 3, 200927SEC filing
Jun 3, 2009Amendment$2,450,000No comparisonNot reportedSEC filing
May 20, 2009Amendment$1,375,000No comparisonNot reportedSEC filing
Apr 21, 2009Amendment$600,000No comparisonNot reportedSEC filing
Mar 31, 2009InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$5.25M (estimated)
Finders' fees
$0
Form D file number
021-129330

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SANDLAPPER Securities137906
Richard E. Woolen1342719Harrison Douglas, Inc. · CRD 16515
Mark C. Pedersen1283866Harrison Douglas, Inc. · CRD 16515
Jack Charles Bixler22331SANDLAPPER Securities · CRD 137906
Pacific West Securities6390Pacific West Securities · CRD 6390
Christina Nielson4866971OMNI Brokerage, Inc. · CRD 16878
James F. Seramba2580051Cambridge Investment Research, Inc. · CRD 39543
Jeffrey Jon Cullen4408760Cambridge Investment Research, Inc. · CRD 39543
Independent Financial Group, LLC7717Independent Financial Group, LLC · CRD 7717
Michael G. Steinthal, Jr435071PRIMEX · CRD 29394
Michael M. McGregor, Jr.2263066Harrison Douglas, Inc. · CRD 16515
James William Logan1699165SANDLAPPER Securities, LLC · CRD 137906
JR Broadbent3132498OMNI Brokerage, Inc. · CRD 16878
Brian Gill5308507OMNI Brokerage, Inc. · CRD 16878
Tracy Turner1385745Private Asset Group, Inc. · CRD 142541
Stephen W. Gierl1086533Cambridge Investment Research, Inc. · CRD 39543
Stephen J. Hoshimi1977772CapWest Securities, Inc. · CRD 30002

Source: Form D, filed Oct 22, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul M Aiesi Executive
John W Boyd Executive
X X Cmbs Calue Fund Management, Llc Executive
X X Cmbs Value Fund Management, Llc Executive
X X Graycliff Capital Partners Promoter
Andrew Reiken Executive
Donald Spalding Executive
X X Tic Properties, Llc Promoter

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
101 N. Main Street 12 Th Floor
Greenville, SC, 29601