Form D · REITS and Finance

CM Notes Program I, LLC

Henderson, NV · CIK 0001455473

Offering snapshot reported Nov 19, 2009 · SEC filing

Reported sold
$1.24M
Offering amount: $25M
Investors reported
24
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 30, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$618K$1.24MApr 14, 2009: $425,000.00Apr 14, 2009Jul 9, 2009: $690,000.00Jul 9, 2009Aug 5, 2009: $855,000.00Sep 3, 2009: $905,000.00Sep 3, 2009Nov 19, 2009: $1,235,000.00Nov 19, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$905,000 → $1,235,000
  • Reported investors16 → 24

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 19, 2009Amendment$1,235,000$330,000vs Sep 3, 200924SEC filing
Sep 3, 2009Amendment$905,000$50,000vs Aug 5, 200916SEC filing
Aug 5, 2009Amendment$855,000$165,000vs Jul 9, 200915SEC filing
Jul 9, 2009Amendment$690,000$265,000vs Apr 14, 200911SEC filing
Apr 14, 2009Amendment$425,000No comparisonNot reportedSEC filing
Feb 6, 2009Initial$325,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$875K
Finders' fees
$0
Form D file number
021-126651

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles E. Delao1368310Harrison Douglas, Inc. · CRD 16515
Robert K. Gump231970Harrison Douglas, Inc. · CRD 16515
Rex Bland2442941CapWest Securities, Inc. · CRD 30002
Andrew Bolt1594587Harrison Douglas, Inc. · CRD 16515
George K. Jeffers1458438Harrison Douglas, Inc. · CRD 16515
Lawrence W. Lambert Sr.301059CapWest Securities, Inc. · CRD 30002
James M. Lamont2846228Independent Financial Group, LLC · CRD 7717
Stephen J. Hoshimi1977772CapWest Securities, Inc. · CRD 30002
Jeffrey C. Young1111994First Financial Equity Corporation · CRD 16507
Jack T. Kennebeck267683QA3 Financial Corp. · CRD 14754
David Seth Harris1618282Lighthouse Capital Corporation · CRD 41812
Brian H. Breuel813742QA3 Financial Corp. · CRD 14754
Dennis A. Larson302868Oak Tree Securities, Inc. · CRD 18126
Kent W. Pridey1223841CapWest Securities, Inc. · CRD 30002
James O. Conaway1920946QA3 Financial Corp. · CRD 14754
Heide M. Becker2123953QA3 Financial Corp. · CRD 14754
Robert J. Zamecki475757Lighthouse Capital Corporation · CRD 41812

Source: Form D, filed Nov 19, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erin C. Ackerman Executive
Jeffrey D. Barton Executive
Rocky R. Derrick Executive
Kevin E. Greene Executive
Todd B. Parriott Executive, Promoter
Stacy M. Riffe Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
1291 West Galleria Drive, Suite 220
Henderson, NV, 89014