Form D · Other
CM Funding, LLC
Brevard, NC · CIK 0001751702
Offering snapshot reported Sep 25, 2018 · SEC filing
- Reported sold
- $2M Offering amount: $6.1M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 7, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 1
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2018 | Amendment | $2,000,000 | No comparison | 1 | SEC filing |
| Aug 31, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $244K
- Finders' fees
- $0
- Form D file number
- 021-320507
A cash placement fee equal to four percent (4%) of the amounts raised will be paid to the placement agent for this Offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Sep 25, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Victor Roberts | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
100 Elks Club Road
Brevard, NC, 28712
Brevard, NC, 28712