Form D · Hedge Fund

CM Finance LLC

New York, NY · CIK 0001575029

Offering snapshot reported Aug 12, 2013 · SEC filing

Reported sold: $102M
Investors reported: 4
Minimum accepted: $2M
First sale: Mar 29, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 12, 2013	Initial	$102,297,388	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-201144

Source: Form D, filed Aug 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CM FINANCE LLC

Investment adviser: CYRUS CAPITAL PARTNERS, L.P.

Gross asset value: $126M
Beneficial owners: 173
ADV minimum commitment: $2M

Reported in Form ADV on Jan 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INCORPORATED NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 780481 · Jan 27, 2014 · Schedule D 7.B.(1), fund 805-2318416981

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Cm Investment Partners, Lp	Promoter
Christopher E. Jansen	Executive
Michael C. Mauer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

399 Park Avenue 39 Th Floor
New York, NY, 10022