Form D · Other Technology
Clustrix, Inc.
San Francisco, CA · CIK 0001406023
Offering snapshot reported Feb 12, 2016 · SEC filing
- Reported sold
- $23.4M Offering amount: $26.4M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 25, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$20,400,000 → $23,400,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2016 | Amendment | $23,400,000 | $3,000,000vs Nov 25, 2015 | 3 | SEC filing |
| Nov 25, 2015 | Amendment | $20,400,000 | $4,485,096vs Sep 15, 2015 | 3 | SEC filing |
| Sep 15, 2015 | Amendment | $15,914,904 | $6,914,904vs Mar 2, 2015 | 3 | SEC filing |
| Mar 2, 2015 | Amendment | $9,000,000 | $3,000,000vs May 8, 2014 | 3 | SEC filing |
| May 8, 2014 | Initial | $6,000,000 | No comparison | 3 | SEC filing |
| Aug 15, 2013 | Initial | $2,500,000 | No comparison | 3 | SEC filing |
| May 6, 2013 | Initial | $16,936,396 | No comparison | 7 | SEC filing |
| Mar 21, 2013 | Amendment | $2,500,000 | $1,500,000vs Feb 20, 2013 | 7 | SEC filing |
| Feb 20, 2013 | Initial | $1,000,000 | No comparison | 7 | SEC filing |
| Dec 3, 2012 | Amendment | $10,000,000 | $3,250,000vs Jul 5, 2012 | 7 | SEC filing |
| Jul 5, 2012 | Initial | $6,750,000 | No comparison | 7 | SEC filing |
| Dec 16, 2010 | Initial | $7,999,998 | No comparison | 13 | SEC filing |
| Oct 5, 2010 | Initial | $500,000 | No comparison | 1 | SEC filing |
| Oct 20, 2009 | Initial | $90,000 | No comparison | 1 | SEC filing |
| Jul 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-217019
Total offering amount includes proceeds to be received upon exercise of warrants to purchase shares of preferred stock and also reflects notes and warrants to purchase shares of preferred stock issued in financing.
Source: Form D, filed Feb 12, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lindsey Anderson | Executive |
| Bruce Armstrong | Director |
| Michael Azevedo | Director, Executive |
| Charles Carmel | Director |
| Shawn Douglass | Director |
| Michael Hodges | Director |
| John Kim | Director |
| Donald J. Listwin | Director |
| Greg Mc Adoo | Director |
| Robbie Mihalyi | Executive |
| Paul Mikesell | Director, Executive |
| Tom Muise | Executive |
| Brian J. Peters | Director |
| Robin Purohit | Director, Executive |
| Chris Rust | Director |
| Roy Thiele Sardina | Director |
| Sergei Tsarev | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
201 Mission Street Suite 1400
San Francisco, CA, 94105
San Francisco, CA, 94105