Form D · Hedge Fund
Clough Access Ltd.
New York, NY · CIK 0001524879
Offering snapshot reported Feb 9, 2017 · SEC filing
- Reported sold
- $29M Indefinite offering
- Investors reported
- 88 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2017 | Amendment | $28,969,795 | $0vs Feb 10, 2016 | 88 | SEC filing |
| Feb 10, 2016 | Amendment | $28,969,795 | $0vs Sep 15, 2015 | 88 | SEC filing |
| Sep 15, 2015 | Amendment | $28,969,795 | $1,350,001vs Sep 15, 2014 | 88 | SEC filing |
| Sep 15, 2014 | Amendment | $27,619,794 | $3,234,000vs Sep 6, 2013 | 85 | SEC filing |
| Sep 6, 2013 | Amendment | $24,385,794 | $250,000vs Sep 6, 2012 | 82 | SEC filing |
| Sep 6, 2012 | Amendment | $24,135,794 | $14,532,677vs Jul 6, 2011 | 81 | SEC filing |
| Jul 6, 2011 | Amendment | $9,603,117 | $0vs Jul 6, 2011 | 36 | SEC filing |
| Jul 6, 2011 | Initial | $9,603,117 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $724K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-162358
Estimated maximum aggregate sales commission to be paid to the selling agent. The Sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services (Offshore) Ltd. | Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C. Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Na Merrill Lynch Alternative Investments ("Mlai") | Promoter |
| Na Mlai | Promoter |
| Deann D. Morgan | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Charles Thomas | Director |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281