Form D · Hedge Fund
Clough Access LLC
New York, NY · CIK 0001518552
Offering snapshot reported Feb 9, 2017 · SEC filing
- Reported sold
- $72.7M Indefinite offering
- Investors reported
- 281 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$71,484,823 → $72,684,823
- Reported investors280 → 281
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2017 | Amendment | $72,684,823 | $1,200,000vs Feb 10, 2016 | 281 | SEC filing |
| Feb 10, 2016 | Amendment | $71,484,823 | $800,000vs Dec 3, 2015 | 280 | SEC filing |
| Dec 3, 2015 | Amendment | $70,684,823 | $2,050,100vs Dec 3, 2014 | 275 | SEC filing |
| Dec 3, 2014 | Amendment | $68,634,723 | $6,247,888vs Dec 3, 2013 | 265 | SEC filing |
| Dec 3, 2013 | Amendment | $62,386,835 | $2,435,000vs Jan 7, 2013 | 255 | SEC filing |
| Jan 7, 2013 | Amendment | $59,951,835 | $168,000vs Sep 6, 2012 | 244 | SEC filing |
| Sep 6, 2012 | Amendment | $59,783,835 | $39,643,210vs Jun 23, 2011 | 243 | SEC filing |
| Jun 23, 2011 | Initial | $20,140,625 | No comparison | 79 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.82M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-161713
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services, L.L.C. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C. Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Scott Huff | Executive |
| Barbra E. Kocsis | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Edward L. Truitt, Jr. | Executive |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street, 11th Floor
New York, NY, 10281
New York, NY, 10281