Form D · Other Health Care
CloSys Corp
Minnetonka, MN · CIK 0001406794
Offering snapshot reported Nov 14, 2016 · SEC filing
- Reported sold
- $30K Offering amount: $500K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 6, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2016 | Initial | $30,000 | No comparison | 3 | SEC filing |
| Aug 8, 2014 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Dec 17, 2013 | Initial | $54,250 | No comparison | 10 | SEC filing |
| Jun 27, 2012 | Initial | $263,250 | No comparison | 3 | SEC filing |
| Jun 21, 2011 | Initial | $30,000 | No comparison | 2 | SEC filing |
| Sep 14, 2010 | Initial | $1,491,489 | No comparison | 43 | SEC filing |
| Feb 26, 2009 | Initial | $498,060 | No comparison | Not reported | SEC filing |
| Mar 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25K
- Finders' fees
- $0
- Form D file number
- 021-274357
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BROKER BANK SECURITIES, INC. | 130116 |
Source: Form D, filed Nov 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Benton Case, Jr. | Director |
| Brian Dalziel | Director |
| Kevin J. Dillon | Director, Executive |
| John Erb | Director |
| Lon Frederick | Director |
| John Frobenius | Director |
| Susan Hartjes Holman | Director |
| Bruce Johnson | Director |
| Roy Martin | Director |
| Dennis Mcfadden | Director, Executive |
| Karol Nowakowski | Director |
| Randy Seeliger | Director |
| Frank Stephenson | Director |
| Barbara Stinnett | Director |
| Gervaise Wilhelm | Director, Executive |
| Lee Zachman | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
12800 Whitewater Dr Suite 100
Minnetonka, MN, 55343
Minnetonka, MN, 55343