Form D · Hedge Fund

CLINTON SPECIAL OPPORTUNITIES FUND LLC

New York, NY · CIK 0001381140

Offering snapshot reported May 11, 2018 · SEC filing

Reported sold
$3.09M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.55M$3.09MNov 2, 2006May 9, 2013: $3,092,957.00May 9, 2014: $3,092,957.00May 11, 2015: $3,092,957.00May 11, 2016: $3,092,957.00May 11, 2017: $3,092,957.00May 11, 2018: $3,092,957.00May 11, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2018Amendment$3,092,957$0vs May 11, 20164SEC filing
May 11, 2017Amendment$3,092,957$0vs May 11, 20164SEC filing
May 11, 2016Amendment$3,092,957No comparison4SEC filing
May 11, 2015Amendment$3,092,957No comparison4SEC filing
May 9, 2014Amendment$3,092,957No comparison4SEC filing
May 9, 2013Amendment$3,092,957No comparison4SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Nov 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-96530

Source: Form D, filed May 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLINTON SPECIAL OPPORTUNITIES FUND, LLC

Investment adviser: CLINTON GROUP, INC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Feb 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1712788 · Feb 14, 2023 · Schedule D 7.B.(1), fund 805-2692534495

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clinton Gp, Inc. Clinton Gp, Inc. Executive
Clinton Gp, Inc. Executive
Clinton Group, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
510 Madison Avenue 9 Th Floor
New York, NY, 10022