Form D · Other Investment Fund

Clinton Retail Opportunity Partnership, L.P.

New York, NY · CIK 0001531365

Offering snapshot reported May 9, 2014 · SEC filing

Reported sold
$5.5M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 19, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.75M$5.5MOct 4, 2011: $5,500,000.00Oct 4, 2011May 9, 2013: $5,500,000.00May 9, 2013May 9, 2014: $5,500,000.00May 9, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 9, 2014Amendment$5,500,000$0vs Oct 4, 20115SEC filing
May 9, 2013Amendment$5,500,000$0vs Oct 4, 20115SEC filing
Oct 4, 2011Initial$5,500,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166724

Source: Form D, filed May 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLINTON RETAIL OPPORTUNITY PARTNERSHIP, L.P.

Investment adviser: CLINTON GROUP, INC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Oct 8, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MORGAN STANLEY & CO. LLC
SEC 8-15869

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 848845 · Oct 8, 2014 · Schedule D 7.B.(1), fund 805-1660820126

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clinton Gp, Inc. Clinton Gp, Inc. Executive
Clinton Gp, Inc. Executive
George E. Hall Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Lexington Avenue 51 St Floor
New York, NY, 10022