Form D · Private Equity Fund

Clifton Way, LLC

Los Angeles, CA · CIK 0001799945

Offering snapshot reported Mar 6, 2023 · SEC filing

Reported sold
$3.19M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 31, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.6M$3.19MJan 14, 2020: $2,491,188.00Jan 14, 2020Jan 11, 2021: $3,191,188.00Jan 11, 2021Mar 19, 2021: $3,191,188.00Mar 18, 2022: $3,191,188.00Mar 18, 2022Mar 6, 2023: $3,191,188.00Mar 6, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2023Amendment$3,191,188$0vs Mar 18, 202215SEC filing
Mar 18, 2022Amendment$3,191,188$0vs Mar 19, 202115SEC filing
Mar 19, 2021Amendment$3,191,188$0vs Jan 11, 202115SEC filing
Jan 11, 2021Amendment$3,191,188$700,000vs Jan 14, 202015SEC filing
Jan 14, 2020Initial$2,491,188No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-357955
Limited Liability Company Interests

Source: Form D, filed Mar 6, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLIFTON WAY, LLC

Investment adviser: OAKMONT CORPORATION

Gross asset value
$3.54M
Beneficial owners
11
ADV minimum commitment
$0

Reported in Form ADV on May 16, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian BANK OF AMERICA, PRIVATE BANK LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1873258 · May 16, 2024 · Schedule D 7.B.(1), fund 805-3865038690

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Baum Executive
Peter Carlton Director, Executive
Howard M. Day Director
Dorothy W. Day Director
Jonathan Day Director
Robert A. Day Director, Executive
Howard M. Day, Jr. Director
Thomas Joseph Deegan Day Director
William De Laszlo Director
Damon P. De Laszlo Director
Matthew Drevlow Executive
Lucinda Day Fournier Director
Robert Miller Director, Executive
N/A Oakmont Corporation Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 South Figueroa Street, Suite 700
Los Angeles, CA, 90017