Form D · Private Equity Fund

CLEVELAND INTERNATIONAL FUND - UPTOWN, LTD.

Cleveland, OH · CIK 0001570573

Offering snapshot reported Feb 28, 2014 · SEC filing

Reported sold
$3.5M
Offering amount: $5M
Investors reported
7
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 3, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2014Amendment$3,500,000No comparison7SEC filing
Mar 4, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-192658
Clarification to Item 6: The Issuer is also claiming an exemption under Regulation S of the Securities Act of 1933.
The issuer will use only foreign finders, who solicit non-U.S. persons residing outside the United States and its Territories.

Source: Form D, filed Feb 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam Blackman Executive
Kristen Laughlin Executive
Steve Strnisha Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1240 Huron Road E., Suite 420
Cleveland, OH, 44115