Form D · REITS and Finance
Clearwater Growth & Opportunity REIT, Inc.
Eagle, ID · CIK 0001473362
Offering snapshot reported Sep 29, 2009 · SEC filing
- Reported sold
- $75.1K Offering amount: $25M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 29, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 29, 2009 | Initial | $75,100 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.5M (estimated)
- Finders' fees
- $325K (estimated)
- Form D file number
- 021-134837
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| QA Financial Corp. | None | QA Financial Corp. |
| Daniel H. Berckes | 1498294 | Capital Financial Services, Inc. · CRD 8408 |
| Brenton W. Collins | 4915000 | DeWaay Financial Network, LLC · CRD 30767 |
| Joshua E. Cross | 4522751 | DeWaay Financial Network, LLC · CRD 30767 |
| Donald G. DeWaay, Jr. | 1297174 | DeWaay Financial Network, LLC · CRD 30767 |
| Doran L. Follis | 1682642 | Cullum & Burks Securities, Inc. · CRD 46600 |
| Richard H. Hickman | 1860694 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| Lloyd D. Hodgin | 2954267 | Capital Financial Services, Inc. · CRD 8408 |
| Scott R. Lanterman | 4115211 | Girard Securities, Inc. · CRD 18697 |
| Matthew J. Lum | 1622477 | Girard Securities, Inc. · CRD 18697 |
| Gina R. Maher | 2904951 | Capital Financial Services, Inc. · CRD 8408 |
| Teresa M. OClair | 2722808 | Capital Financial Services, Inc. · CRD 8408 |
| James M. Roberts | 871777 | Cullum & Burks Securities, Inc. · CRD 46600 |
Source: Form D, filed Sep 29, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary D. Bates | Director |
| Christopher J. Benak | Director |
| Barton Cole Cochran | Executive |
| Jeffery Bowden Davies | Director |
| Clearwater Growth & Opportunity Reit, Inc. | Promoter |
| Chad James Hansen | Executive |
| Ronald D. Meyer | Director |
| Christopher Scott Peters | Director |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O Clearwater Rei, Inc. 1300 E. State Street, Suite 130
Eagle, ID, 83616
Eagle, ID, 83616