Form D · Private Equity Fund
Clearwater Fund IV Feeder Fund, L.P.
New York, NY · CIK 0001508272
Offering snapshot reported Jun 11, 2012 · SEC filing
- Reported sold
- $78.5M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 17, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$73,000,000 → $78,500,000
- Reported investors9 → 10
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 11, 2012 | Amendment | $78,500,000 | $5,500,000vs Dec 22, 2011 | 10 | SEC filing |
| Dec 22, 2011 | Amendment | $73,000,000 | $0vs Sep 9, 2011 | 9 | SEC filing |
| Sep 9, 2011 | Amendment | $73,000,000 | $35,500,000vs Dec 30, 2010 | 9 | SEC filing |
| Dec 30, 2010 | Initial | $37,500,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.91M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-152748
This represents the aggregate fees payable in respect of the offering of Clearwater Capital Partners Fund IV, L.P. and Clearwater Fund IV Feeder Fund, L.P.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Phoenix Capital Advisory Pty Ltd |
Source: Form D, filed Jun 11, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Clearwater Capital Partners Fund Iv Gp, L.P. | Promoter |
| Robert D. Petty | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022