Form D · Hedge Fund

Clearfield 2015 LLC

New York, NY · CIK 0001640227

Offering snapshot reported May 11, 2018 · SEC filing

Reported sold
$33.1M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33.1MMay 15, 2015: $33,055,000.00May 15, 2015May 16, 2016: $33,055,000.00May 16, 2016May 11, 2017: $33,055,000.00May 11, 2017May 11, 2018: $33,055,000.00May 11, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2018Amendment$33,055,000$0vs May 16, 20164SEC filing
May 11, 2017Amendment$33,055,000$0vs May 16, 20164SEC filing
May 16, 2016Amendment$33,055,000$0vs May 15, 20154SEC filing
May 15, 2015Initial$33,055,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-239985

Source: Form D, filed May 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLEARFIELD 2015 LLC

Investment adviser: CLEARFIELD CAPITAL MANAGEMENT LP

Gross asset value
$42.4M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Mar 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1187471 · Mar 28, 2018 · Schedule D 7.B.(1), fund 805-6430775783

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clearfield Capital Management Gp Llc Executive
Clearfield Capital Management Lp Executive, Promoter
Philip Hilal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
430 Park Avenue, 11 Th Floor
New York, NY, 10022