Form D · Private Equity Fund

CLC AI LLC

New York, NY · CIK 0002024658

Offering snapshot reported Jun 18, 2024 · SEC filing

Reported sold: $18M
Investors reported: 46
Minimum accepted: $100K
First sale: May 16, 2024

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$13,559,425 → $17,985,704
Reported investors34 → 46

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 18, 2024	Amendment	$17,985,704	$4,426,279vs May 29, 2024	46	SEC filing
May 29, 2024	Initial	$13,559,425	No comparison	34	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $90.1K
Finders' fees: $0
Form D file number: 021-514506

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Raymond James & Associates, Inc.	705
ClearList Securities LLC	309455
TOR Brokerage, LLC	135274

Source: Form D, filed Jun 18, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLC AI LLC

Investment adviser: CLEARLIST CAPITAL LLC

Gross asset value: $60.5M
Beneficial owners: 46
ADV minimum commitment: $100K

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASCENT FUND SERVICES (USA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States

Custodian BREX TREASURY LLC SALT LAKE CITY, Utah, United States Related to adviser: No

Custodian CSC DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Marketer CLEARLIST SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY US, LLP
PCAOB 23

BREX TREASURY LLC
SEC 8-70251

CLEARLIST SECURITIES LLC
CRD 309455 · SEC 8-70540

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Filing source

Form ADV 2134852 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-6692451038

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nina Sagliocca	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 Wall Street 38 Th Floor
New York, NY, 10004