Form D · Private Equity Fund

Clayton, Dubilier & Rice Fund IX, L.P.

Grand Cayman, E9 · CIK 0001584485

Offering snapshot reported May 12, 2014 · SEC filing

Reported sold
$6B
Indefinite offering
Investors reported
191
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3B$6BAug 23, 2013: $2,655,200,000.00Aug 23, 2013Jan 7, 2014: $4,567,280,000.00Jan 7, 2014Mar 12, 2014: $5,674,050,000.00Mar 12, 2014May 12, 2014: $6,000,000,000.00May 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,674,050,000 → $6,000,000,000
  • Reported investors180 → 191

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 12, 2014Amendment$6,000,000,000$325,950,000vs Mar 12, 2014191SEC filing
Mar 12, 2014Amendment$5,674,050,000$1,106,770,000vs Jan 7, 2014180SEC filing
Jan 7, 2014Amendment$4,567,280,000$1,912,080,000vs Aug 23, 2013146SEC filing
Aug 23, 2013Initial$2,655,200,000No comparison68SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$10.7M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-201795

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not ApplicableNoneJ.P. Morgan Securities LLC · CRD 79

Source: Form D, filed May 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLAYTON, DUBILIER & RICE FUND IX, L.P.

Investment adviser: CLAYTON, DUBILIER & RICE, LLC

Gross asset value
$3.17B
Beneficial owners
455
ADV minimum commitment
$20M

Reported in Form ADV on Apr 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2094357 · Apr 16, 2026 · Schedule D 7.B.(1), fund 805-6615785862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Cd&R Associates Ix, L.P. Promoter
Kevin J. Conway Executive
Donald J. Gogel Executive
Theresa A. Gore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104