Form D · Other
CLAUDE RESOURCES INC
Saskatoon, A9 · CIK 0001173924
Offering snapshot reported Jan 5, 2010 · SEC filing
- Reported sold
- $2.93M Offering amount: $2.93M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 5, 2010 | Initial | $2,926,081 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $161K
- Finders' fees
- $0
- Form D file number
- 021-137458
Cdn. $3,079,700 converted to U.S. dollars at an exchange rate of U.S. $1.00 = Cdn. $1.0525.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Dominion Securities Inc. | None | RBC Capital Markets Corporation · CRD 31194 |
Source: Form D, filed Jan 5, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Buchan | Director |
| Ronald J. Hicks | Director |
| Rick Johnson | Executive |
| J. Robert Kowalishin | Director |
| Ray Mac Kay | Director |
| A. Neil Mc Millan | Director, Executive |
| Philip Ng | Executive |
| Ted Nieman | Director |
| Brian Skanderbeg | Executive |
| Josef Spross | Director |
Issuer details
Industry: Other (See others in industry)
Address:
200, 224 4th Avenue South
Saskatoon, A9, S7K5M5
Saskatoon, A9, S7K5M5