Form D · Other Investment Fund

ClariVest Emerging Markets Socially Responsible Fund LLC

San Diego, CA · CIK 0001671545

Offering snapshot reported Apr 8, 2020 · SEC filing

Reported sold: $92.7M
Investors reported: 4
Minimum accepted: $10M
First sale: May 31, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$77,600,000 → $92,700,000
Reported investors3 → 4

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 8, 2020	Amendment	$92,700,000	$15,100,000vs Apr 9, 2019	4	SEC filing
Apr 9, 2019	Amendment	$77,600,000	$2,600,000vs Apr 9, 2018	3	SEC filing
Apr 9, 2018	Amendment	$75,000,000	$0vs Apr 13, 2017	2	SEC filing
Apr 13, 2017	Amendment	$75,000,000	No comparison	2	SEC filing
Apr 15, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-261464

Limited Liability Company Interests

Source: Form D, filed Apr 8, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLARIVEST EMERGING MARKETS SOCIALLY RESPONSIBLE FUND LLC

Investment adviser: CLARIVEST ASSET MANAGEMENT LLC

Gross asset value: $102M
Beneficial owners: 4
ADV minimum commitment: $10M

Reported in Form ADV on Jul 7, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Marketer CARILLON TOWER ADVISERS, INC. ST. PETERSBURG, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CARILLON TOWER ADVISERS, INC.
CRD 174904 · SEC 801-100356

Filing source

Form ADV 1552003 · Jul 7, 2021 · Schedule D 7.B.(1), fund 805-9286723581

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
J. Cooper Abbot	Director
J. Cooper Abbott	Director
Tiffany A. Ayres	Director, Executive
N/A Clari Vest Asset Management Llc	Executive
Jeff A. Jacobson	Executive
Court James	Director
Courtland W. James	Director
Stacey R. Nutt	Director, Executive
Aaron Ochstein	Director
David J. Pavan	Director
Ed Rick	Director
Richard Rossi	Director
David R. Vaughn	Director, Executive
Eric C. Wilwant	Director
Todd N. Wolter	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3611 Valley Centre Drive, Suite 100
San Diego, CA, 92130