Form D · Other Investment Fund

Clareant Fund S.C.A. SICAV-SIF

Luxembourg, N4 · CIK 0001520580

Offering snapshot reported Oct 12, 2017 · SEC filing

Reported sold
$436M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$147K
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$218M$436MMay 13, 2011: $6,426,375.00May 13, 2011Mar 7, 2013: $9,926,905.00Mar 7, 2013Apr 16, 2015: $169,217,466.00Apr 16, 2015Jun 6, 2016: $423,550,796.00Jun 6, 2016Oct 12, 2017: $436,434,796.00Oct 12, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$423,550,796 → $436,434,796
  • Reported investors104 → 109
  • Minimum accepted$141,000 → $147,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2017Amendment$436,434,796$12,884,000vs Jun 6, 2016109SEC filing
Jun 6, 2016Amendment$423,550,796$254,333,330vs Apr 16, 2015104SEC filing
Apr 16, 2015Amendment$169,217,466$159,290,561vs Mar 7, 201370SEC filing
Mar 7, 2013Amendment$9,926,905$3,500,530vs May 13, 20116SEC filing
May 13, 2011Initial$6,426,375No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159778

Source: Form D, filed Oct 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALCENTRA FUND S.C.A. SICAV-SIF - ALCENTRA GLOBAL LOAN FUND

Investment adviser: BENEFIT STREET PARTNERS LIMITED

Gross asset value
$117M
Beneficial owners
0
ADV minimum commitment
$140K

Reported in Form ADV on Dec 9, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON (LUXEMBOURG) S.A LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG LUXEMBOURG, SOCIÉTÉ COOPÉRATIVE LUXEMBOURG, Luxembourg
Custodian BNP PARIBAS SECURITIES SERVICES LUXEMBOURG LUXEMBOURG CITY, Luxembourg Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes
Marketer BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer MBSC SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LUXEMBOURG, SOCIÉTÉ COOPÉRATIVE
PCAOB 2831

Filing source

Form ADV 1693644 · Dec 9, 2022 · Schedule D 7.B.(1), fund 805-8010166555

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alcentra Limited Promoter
N/A Alcentra S.A R.L. Promoter
Simon Barnes Director
Robert Bennett Director
Julian Colville Director
Jens Hoellerman Director
Jens Hoellermann Director
Patrick Hutchines Director
Ganash Lokanathen Director
Robert Quinn Executive
Marie Sibylle Wolf Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 4, Rue Eugene Ruppert
Luxembourg, N4, L-2453