Form D · Hedge Fund

CMWA CSI OPPORTUNITIES PARTNERSHIP LLC

Pepper Pike, OH · CIK 0001426992

Offering snapshot reported Oct 25, 2011 · SEC filing

Reported sold
$15.6M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$13K
Reported outside-investor minimum
First sale
Dec 3, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.78M$15.6MApr 30, 2009: $11,635,000.00Apr 30, 2009Aug 6, 2009: $11,994,000.00May 6, 2010: $12,079,000.00Jul 30, 2010: $12,169,000.00Oct 18, 2010: $12,292,000.00Jan 21, 2011: $12,658,000.00Apr 15, 2011: $12,725,000.00Aug 18, 2011: $12,794,000.00Oct 25, 2011: $15,560,700.00Oct 25, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,794,000 → $15,560,700
  • Reported investors46 → 48

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2011Amendment$15,560,700$2,766,700vs Aug 18, 201148SEC filing
Aug 18, 2011Amendment$12,794,000$69,000vs Apr 15, 201146SEC filing
Apr 15, 2011Amendment$12,725,000$67,000vs Jan 21, 201146SEC filing
Jan 21, 2011Amendment$12,658,000$366,000vs Oct 18, 201046SEC filing
Oct 18, 2010Amendment$12,292,000$213,000vs May 6, 201043SEC filing
Jul 30, 2010Amendment$12,169,000$90,000vs May 6, 201042SEC filing
May 6, 2010Amendment$12,079,000$85,000vs Aug 6, 200942SEC filing
Aug 6, 2009Amendment$11,994,000$359,000vs Apr 30, 200934SEC filing
Apr 30, 2009Amendment$11,635,000No comparisonNot reportedSEC filing
Feb 12, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-114624

Source: Form D, filed Oct 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMWA CSI OPPORTUNITIES

Investment adviser: CM WEALTH ADVISORS LLC

Gross asset value
$1.99M
Beneficial owners
28
ADV minimum commitment
$100K

Reported in Form ADV on Apr 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ZION SYNEK & ASSOCIATES INDEPENDENCE, Ohio, United States
Custodian BNY MELLON BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 816545 · Apr 10, 2014 · Schedule D 7.B.(1), fund 805-6584047937

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A. Chace Anderson Executive
John Paul Batt Executive
John E. Kohl Executive
William J. O'neill, Jr. Executive
Douglas A. Smorag Executive
James C. Wert Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30195 Chagrin Blvd Suite 250
Pepper Pike, OH, 44124