Form D · Private Equity Fund
Clairvest Equity Partners IV-A Limited Partnership
Toronto, A6 · CIK 0001499292
Offering snapshot reported Aug 20, 2010 · SEC filing
- Reported sold
- $35M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 5, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 20, 2010 | Initial | $35,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $365K (estimated)
- Form D file number
- 021-146712
* Item 11 minimum investment accepted from any outside investor is $5,000,000 or lesser at the discretion of the general partner
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NOVAFUND ADVISORS | None | DU PASQUIER & CO. INC. · CRD 24750 |
Source: Form D, filed Aug 20, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Cheng | Executive |
| N/A Clairvest General Partner Iv L.P. | Executive |
| N/A Clairvest Gp Manageco Inc. | Executive |
| Jeff Parr | Director, Executive |
| Ken Rotman | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
22 St. Clair Avenue East Suite 1700
Toronto, A6, M4T 2S3
Toronto, A6, M4T 2S3