Form D · Investing

Civitas Encore Fund, LP

Dallas, TX · CIK 0001537099

Offering snapshot reported Dec 30, 2014 · SEC filing

Reported sold: $4.84M
Investors reported: 9
Minimum accepted: $500K
First sale: Sep 16, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 30, 2014	Initial	$4,837,500	No comparison	9	SEC filing

Offering details

Securities: Equity
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $70K
Form D file number: 021-231097

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sandlapper Securities, LLC	137906
Yuan Chen	None
Ting Ting Qi	None

Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIVITAS ENCORE FUND, LP

Investment adviser: CIVITAS CAPITAL MANAGEMENT, LLC

Gross asset value: $16.4M
Beneficial owners: 30
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP DALLAS, Texas, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Marketer E. JIMENES JARDINES DEL PEDREGAL, Mexico Related to adviser: No

Marketer G. LIANG GUANGZHOU, China Related to adviser: No

Marketer GLOBAL BRIDGE IMMIGRATION SERVICES INC. BURNABY, Canada Related to adviser: No

Marketer HANGZHOU AMCAN IMMIGRATION SERVICES, LTD. HANGZHOU, ZHEJIAN, China Related to adviser: No

Marketer J. GU SHANGHAI, China Related to adviser: No

Marketer L. YANG BEIJING, China Related to adviser: No

Marketer MIE INVESTMENT GROUP HONG KONG, China Related to adviser: No

Marketer NEW HORIZONS BEIJING, China Related to adviser: No

Marketer Q. HU PUDONG, SHANGHAI, China Related to adviser: No

Marketer SANDLAPPER SECURITIES, LLC GREENVILLE, South Carolina, United States Related to adviser: No

Marketer T. QI BEIJING, China Related to adviser: No

Marketer Y. CHEN BEIJING, China Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

SANDLAPPER SECURITIES, LLC
CRD 137906 · SEC 8-67128

Filing source

Form ADV 999468 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-8444152322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Civitas Capital Mangement, Llc	Promoter
N/A Civitas Encore Fund Gp, Lp	Executive, Promoter
N/A Civitas Partners, Llc	Executive
Daniel J. Healy	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

1601 Bryan Street Suite M 200
Dallas, TX, 75201