Form D · Hedge Fund

Civic Capital Fund I

Boston, MA · CIK 0001307115

Offering snapshot reported Jun 9, 2015 · SEC filing

Reported sold
$14.8M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 7, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.41M$14.8MJul 16, 2010: $10,700,000.00Jul 16, 2010Jul 7, 2011: $11,300,000.00Jul 10, 2012: $14,800,000.00Jul 10, 2012: $14,800,000.00Jul 16, 2013: $9,800,000.00Jun 18, 2014: $9,800,000.00Jun 9, 2015: $14,828,000.00Jun 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,800,000 → $14,828,000
  • Reported investors16 → 26

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2015Amendment$14,828,000$5,028,000vs Jun 18, 201426SEC filing
Jun 18, 2014Amendment$9,800,000-$1,500,000vs Jul 7, 201116SEC filing
Jul 16, 2013Amendment$9,800,000-$5,000,000vs Jul 10, 201216SEC filing
Jul 10, 2012Amendment$14,800,000$3,500,000vs Jul 7, 201117SEC filing
Jul 10, 2012Amendment$14,800,000$3,500,000vs Jul 7, 201117SEC filing
Jul 7, 2011Amendment$11,300,000No comparison22SEC filing
Jul 16, 2010Amendment$10,700,000No comparison20SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-70600

Source: Form D, filed Jun 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIVIC CAPITAL FUND I LLC

Investment adviser: CIVIC CAPITAL GROUP LLC

Gross asset value
$10M
Beneficial owners
20
ADV minimum commitment
$250K

Reported in Form ADV on Dec 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GENE O'NEILL & COMPANY QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG BOSTON, Massachusetts, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Filing source

Form ADV 1056536 · Dec 14, 2016 · Schedule D 7.B.(1), fund 805-5056585925

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Civic Capital Group, Llc Promoter
John F. De Santis Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 Federal Street, Suite 1900
Boston, MA, 02110