Form D · Private Equity Fund
CIVC PARTNERS FUND IV-A, L.P.
Chicago, IL · CIK 0001435278
Offering snapshot reported Feb 24, 2010 · SEC filing
- Reported sold
- $23.2M Offering amount: $326M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 20, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 24, 2010 | Amendment | $23,196,781 | No comparison | 1 | SEC filing |
| May 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-118198
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.
Placement Agent fees to be paid based upon a sliding schedule. Such fees are offset dollar for dollar against the management fees payable by the Issuer. The payment of such fees will not involve any additional expenditure of funds by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS SECURITIES LLC | 7654 |
Source: Form D, filed Feb 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CIVC PARTNERS FUND IV-A, L.P.
Investment adviser: CIVC PARTNERS, L.P.
- Gross asset value
- $19.3M
- Beneficial owners
- 11
- ADV minimum commitment
- $10M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM, LLP
PCAOB 49
Filing source
Form ADV 2085439 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8466279161
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel G. Helle | Executive, Promoter |
| Michael J. Miller | Executive, Promoter |
| Christopher J. Perry | Executive, Promoter |
| Marcus D. Wedner | Executive, Promoter |
| Keith H. Yamada | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606