Form D · Other Investment Fund

City National Rochdale Structured Claims Fixed Income Fund LLC

New York, NY · CIK 0001477289

Offering snapshot reported May 18, 2020 · SEC filing

Reported sold
$44.3M
Offering amount: $50M
Investors reported
209
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 12, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.1M$44.3MFeb 22, 2010Feb 23, 2010: $39,003,000.00Mar 17, 2011: $36,353,000.00Apr 29, 2014: $40,733,611.00May 12, 2015: $41,418,611.00Jun 3, 2016: $41,780,611.00Aug 2, 2017: $43,255,611.00May 16, 2018: $43,715,111.00May 13, 2019: $43,821,111.00May 18, 2020: $44,254,467.00May 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,780,611 → $44,254,467
  • Reported investors199 → 209

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 18, 2020Amendment$44,254,467$2,473,856vs Jun 3, 2016209SEC filing
May 13, 2019Amendment$43,821,111$2,040,500vs Jun 3, 2016207SEC filing
May 16, 2018Amendment$43,715,111$1,934,500vs Jun 3, 2016207SEC filing
Aug 2, 2017Amendment$43,255,611$1,475,000vs Jun 3, 2016203SEC filing
Jun 3, 2016Amendment$41,780,611$5,427,611vs Mar 17, 2011199SEC filing
May 12, 2015Amendment$41,418,611$5,065,611vs Mar 17, 2011199SEC filing
Apr 29, 2014Amendment$40,733,611$4,380,611vs Mar 17, 2011185SEC filing
Mar 17, 2011Amendment$36,353,000-$2,650,000vs Feb 23, 2010173SEC filing
Feb 23, 2010Amendment$39,003,000No comparison174SEC filing
Feb 22, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138925
Although the offering memorandum allows for a finders fee or commission no finders fee or commission will be charged to investors.

Source: Form D, filed May 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carl Acebes Executive
Don Andrews Executive
Irwin G. Barnet Director
Mitchell Cepler Executive
Andrew Clare Director
Garrett Richard D'alessandro Executive
Greg Francoeur Executive
Gregg Giaquinto Executive
Francesco Michael Gozzillo Executive
Daniel A Hanwacker, Sr. Director
Kurt Hawkesworth Executive
Jon Hunt Director
Vernon C. Kozlen Director
Michael Lukaj Executive
Jay C Nadel Director
William O'donnell Executive
Anthony Sozio Executive
William R. Sweet Director
James Wolford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 Park Avenue
New York, NY, 10022