Form D · Hedge Fund

City National Rochdale International Trade Fixed Income Fund

New York, X1 · CIK 0001519021

Offering snapshot reported Apr 29, 2014 · SEC filing

Reported sold
$37.5M
Indefinite offering
Investors reported
214
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.8M$37.5MJul 20, 2012Aug 7, 2013: $27,200,000.00Aug 7, 2013Apr 29, 2014: $37,545,000.00Apr 29, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors97 → 214
  • Minimum accepted$50,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2014Amendment$37,545,000No comparison214SEC filing
Aug 7, 2013Amendment$27,200,000No comparison97SEC filing
Jul 20, 2012InitialYet to sellNo comparison97SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181579

Source: Form D, filed Apr 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Irwin G. Barnet Director
Andrew Clare Director
Garrett Richard D'alessandro Executive
Gregg Giaquinto Executive
Francesco Michael Gozzillo Executive
Daniel A Hanwacker, Sr. Executive
Kurt Hawkesworth Executive
Barbara Hawkesworth Executive
Jon Hunt Director
Susan Henshaw Jones Executive
Vernon C. Kozlen Director
Jay C Nadel Executive
William O'donnell Executive
William R. Sweet Director
James Wolford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
570 Lexington Avenue
New York, X1, 10222